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7 SEC Docket 1 (1975)

handle is hein.journals/secdoc7 and id is 1 raw text is: VOLUME 7, NO. 1 JUNE 4, 1975 A WEEKLY COMPILATION OF RELEASES FROM THE SECURITIES AN4D EXCHANGE COMMISSION RELEASES IN THIS ISSUE Securities Investor Protection Act 36 Securities Exchange act 11424-36 Public Utility Holding Company Act 18989-99 Investment Company Act 8792-96 Litigation 6887-98 Trust Indenture Act 397 This issue covers releases issued from 5/15/75- 5/22/75. SIGNIFICANT ITEMS This listing does not affect the legal status of any document published in this issue. Opinions 34-11430 Varosh, Inc. and Boteo Tachkov Findings, Opinion and Order. Improper Extension of Credit - Failure to Comply with Prompt Receipt and Delivery Interpre- tation. 35-18993 Metropolitan Edison CompaRy Alteration of Rights of Holders of First Mortgage Bonds - Soli- citation of Proxies. Enforcement LR-6889 U. S. Financial, Inc., et al. A final judgment of permanent injunction was entered against William L. O'Bryon enjoining him from further violations in connection with making false statements of material facts or omitting to state material facts concerning the earnings and fi- nancial condition of U. S. Fi- nancial, Inc. or any other is- suer. LR-6890 Ashland Oil, Inc., et al. An order of permanent injunc- tion entered against Ashland Oil, Inc., Orin E. Atkins, William R. Seaton and Clyde M. Webb in connection with use of corporate funds for unlawful political contributions or similar unlawful purposes, making ma- terially false or fictitious entries in its corporate books and re- cords and establishing or main- taining any secret or unrecorded fund of corporate monies or other assets. LR-6891 Rubinson, et al. Sidney Stein and Philip Kaye were sentenced, Norman Rubin- son, Albert Feiffer, and Law- rence Levine were found guilty of conspiracy, William K. Ches- ter and Edgar Reynolds were found guilty of violations of Section 5 of the Securities Act. LR-6892 Robert Alden Rhoads, et al. Four separate indictments re- turned, charging 8 individuals with multiple charges includ- ing violations of the Federal securities laws, conspiracy, mail fraud, wire fraud and the filing of false tax return, all arising out of alleged fraudu- lent activities relating to the Shamrock Fund. LR-6898 General Refractories Company, et al. Suit alleges violations of antifraud and reporting provisions. Rules 34-11424 Adoption of Form U-3, now Desig- nated from BD, and Amendment of Rule 15b3-1; Adoption of Form U-4 and Amendment of Rule 15b8-1 34-11425 Adoption of Revised Initial Fees and Assessments for Nonmember (SECO) Broker-Dealers SECURITIES INVESTOR PROTECTION ACT SEC DOCKET/1

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