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62 SEC Docket 1 (1996)

handle is hein.journals/secdoc62 and id is 1 raw text is: -S (C~m CCH SEC DOCKET Volume 62, No. 1 June 13, 1996 RELEASES IN THIS VOLUME PAGE Securities A ct 7298- 7299 ................................................................ 2 Securities Exchange Act 37244-37259 ............................................... 4 Public Utility Holding Company Act 26521-26523 ................................ 40 Investment Company Act 21982-21996 .............................................. 47 Litigation 14920- 14923 ................................................................... 62 International Series 984- 989 ........................................................... 64 Initial D ecision 89 .......................................................................... 64 This listing covers releases issued from 05/24/96-05/30/96. This listing does not affect the legal status of any document published in this issue. SIGNIFICANT ITEMS: OPINION 34-37259 FIRST JERSEY SECURITIES, INC. AND ROBERT E. BRENNAN Where administrative proceeding was filed after effective date of broker-dealer's application for withdrawal from registration, held, proceeding dism issed ............................................................ INITIAL DECISION ID-89 ROBERT I. MOSES Administrative Law Judge Carol Fox Foelak barred Mr. Moses from association with any broker or dealer and from participating in any capacity in the offer, purchase or sale of telecommunications licenses or franchises as regulated by the FCC or local franchising authority or businesses conducted or property managed pursuant to such regulation or franchises. The initial decision may be appealed to the C om m ission ................................................................

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