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55 SEC Docket 1 (1993-1994)

handle is hein.journals/secdoc55 and id is 1 raw text is: SEC DOCKET

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Volume 55, No. 1

October 7, 1993

RELEASES IN THIS VOLUME                                        PAGE
Securities  A ct  7013- 7015  .............................................................. .  3
Securities Exchange Act 32848A, 32915- 32952 ..................................  26
Public Utility Holding Company Act 25884-25888 .............................. 100
Investment Company  Act 19719- 19732 ............................................  143
L itigation  13796- 13799  ..................................................................  170
International Series  583- 584  ..........................................................  173
Accounting and  Auditing Enforcement 480-484 .................................  173
This listing covers releases issued from 9/17/93-9/23/93.
This listing does not affect the legal status of any document published in this
issue.
SIGNIFICANT ITEMS
34-32915        NET CAPITAL RULE
S7-17-93        The Commission extended the comment period from September
10, 1993 to December 17, 1993 for Securities Exchange Act Release
No. 34-32256 (58 FR 27486 [May 10, 1993], which solicited com-
ment on a broad range of questions regarding the capital standards
imposed by the net capital rule, Rule 15c3-1 under the Securities
Exchange Act of 1934, on broker-dealer participation in the deriva-
tive  products  m arket .............................................................

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