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46 SEC Docket 1 (1990)

handle is hein.journals/secdoc46 and id is 1 raw text is: SEC DOCKET Volume 46, No. 1 May ! 1090 RELEASES IN THIS VOLUME Securities Act 6860: 6862- 6863 ................... 3 Securities Exchange Act 27921- 27947 .......................... .... 89 Public Utility Holding Company Act 25073-25078 .................... 119 Investment Company Act 17452- 17460 .............................. 127 Investm ent Advisers Act 1226 ....................................... 135 L itigation 12451- 12459 ............................................ 136 Freedom of Information Act 149 ..................................... 144 International Series 121- 122 ........................................ 146 This listing covers releases issued from 04/20/9(t-04/26/90 This listing does not affect the legal status of an\ document published in this issue. *The Regulatory Flexibility Agenda and Rules Scheduled for Review, issued on April 3, 1990 is included in this Docket. SIGNIFICANT ITEMS RULE 33-6862 Adoption of Rule 144A, s hich provides a safe harbor exemption from the registration requirements of the Securities Act of 1933 for resales of restricted securities to qualified institutional buers as defined in the Rule. The Commission additionally is soliciting further comment on the definition of qualified institutional buyers as it applies to banks and savings and loan institutions under the Rule as adopted. The Commis- sion also is adopting amendments to Rule 144 and 145 under the Securities Act, which redefine the required holding period for restricted securities, whether acquired pursuant to Rule 144A or otherwise. [S 7-23-88] .................................................... COMiERCE CLEARING, HOUSE,,INC., Setting the standard since 1913 4025 VWest Peterson Avenue Chicago, Illinois 60646 I QX

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