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43 SEC Docket 1 (1989)

handle is hein.journals/secdoc43 and id is 1 raw text is: I

SEC DOCKET

Volume 43, No. 1 March 21, 1989
RELEASES IN THIS VOLUME                                      PAGE
Securities  A ct  6824 .................................................  2
Securities Exchange Act 26594-26622 ...............................  10
Public Utility Holding Company Act 24832-24833 .................... 79
Trust Indenture Act of 1939 2208- 2209  ..............................  81
Investment Company Act 16846- 16856 ..............................  82
Investment Advisers Act 1157  .......................................  88
Litigation  12019- 12031  ............................................  88
Accounting and Auditing Enforcement 218 ............................  97
This listing covers releases issued from 03/03/89-03/09/89.
This listing does not affect the legal status of any document published in this
issue.
SIGNIFICANT ITEMS
33-6824          Publication of Regulatory Flexibility Agenda and Rules Scheduled for
Review .  [S7-7-89] ..............................................
34-26598         Solicitation of comments on proposals to amend the rules relating to the
reporting of beneficial ownership in publicly-held companies. [S7-8-89]
34-26599         Solicitation of comments on proposals to revise the instructions to
schedules 13D, 14D-1, 14B and 13E-3 filed in connection with control
transactions. [S7-9-89]  .........................................
34-26608         Solicitation of comments on a proposed amendment of Rule 15c3-3, the
customer protection rule expanding the categories of instruments that
broker-dealers may deliver as collateral to customers from whom they
are borrowing government securities; and announcements of staff  no-
action position with regard to the proposed rule amendment.
[S7-10-89]  ....................................................

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