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29 SEC Docket 1 (1983-1984)

handle is hein.journals/secdoc29 and id is 1 raw text is: SEC DOCKET Volume 29 No. 1 November 8, 1983 RELEASES IN THIS ISSUE PAGE Securities Exchange Act 20313-20331 .............................. 2 Public Utility Holding Company Act 23091-23099 .................... 16 Trust Indenture Act 866-867 ...................................... 24 Investment Company Act 13591-13604 ............................. 24 Investment Advisers Act 888 ....................................... 43 Securities Investor Protection Act 113 ............................... 44 Accounting and Auditing Enforcement 15 ............................ 45 Litigation 10176--10184 ........................................... 46 This listing covers releases issued from 10/21/83-10/27/83 This listing does not affect the legal status of any document published in this issue. SIGNIFICANT ITEMS RULES IA-888 Recission of Rule 202-1 which excludes from registration as Investment Advisers certain persons who offer investment advice to employee benefit plans sponsored by their employers ...................... SIPA- 113 Approval of a rule submitted by the Securities Investor Protection Corporation which establishes a uniform procedure for the liquidation of Standardized Options positions in proceedings and establishes a uniform method for calculating the value of such Standardized Options Positions for distribution to customers of the debtor firm .......... The following releases relate to self-regulatory organization rule proposals and/or adoptions 34-20313 34-20317 34-20321 34-20327 34-20331 34-20314 34-20318 34-20323 34-20328 34-20315 34-20320 34-20324 34-20330 COMMEUCE CLEARING, HOUSEJNC., PuBLisHPERS Of A .oPICAL LAO, REIPLI O rS 4025 W. PETERSON AVE., CHICAGO, ILLINOIS 60646

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