About | HeinOnline Law Journal Library | HeinOnline Law Journal Library | HeinOnline

17 SEC Docket 1 (1979)

handle is hein.journals/secdoc17 and id is 1 raw text is: RELEASES IN THIS ISSUE       PAGE

Securities Act
Securities Exchange Act -
Public Utility Holding
Company Act
Investment Company Act -
Investment Advisers Act -
Litigation

6031 A, 6037-41 .... 2
15655-73 ......... 11

20965-69
10630-40
670-71
8693-99

.......... 49
.......... 56
.......... 69
.......... 70

This listing covers releases issued from 3/16/79-
3/22/79.

This listing does not affect the legal
document published in this issue.

status of any

SEC DOCKET INDEX
VOLUME       FOUND IN DOCKET       DATED
I            Vol. V, No. 15       12/3/74
II           Vol. V, No. 16      12/10/74
III          Vol. VI, No. 3        1/8/75
IV           Vol. VI, No. 15      4/22/75
V            Vol. VI, No. 20      5/28/75
VI           Vol. VII, No. 8      7/22/75
VII          Vol. VIII, No. 15    1/28/76
VIII         Vol. IX, No. 11      5/18/76
IX           Vol. X, No. 11       10/5/76
X            Vol. XI, No. 9        2/8/77
XI           Vol. XII, No. 12     7/19/77
XII          Vol. XIII, No. 11   11/29/77
XIII         Vol. XIV, No. 12     4/25/78
XIV          Vol. XV, No. 12      9/12/78
XV           Vol. XVI
SIGNIFICANT ITEMS
ANNOUNCEMENTS
33-6040   Publication of a Listing of Anticipated
Major Rulemaking and Related Regu-
latory Matters likely to be Considered
By the Commission During the Bal-
ance  of 1979  ......................

93-B041   Extension of the Comment Period on
the Tender Offer Proposal from
March 30, 1979 to April 16, 1979 [File
No. S7-770]  .......................

34-15664  Commission's Practice Relating to
Reports of Investigation and State-
ments Submitted to the Commission
Pursuant to Section 21(a) of the Ex-
change  Act  .......................
34-15671  Assessment of Commission Progress
Made in 1978 Toward the Establish-
ment of a National Market System and
Setting Forth Views as to the Next
Steps Which Should be taken to
Achieve that Goal [File No. S7-735-A]

RULES

The following releases relate to self-regulatory
rule proposals and/or adoptions.

34-15656
34-15659
34-15660

34-15661
34-15663
34-15666

33-6038  FINAL RULE AMENDMENT SPECIFY-
ING THE NUMBER OF COPIES OF
NOTICE REQUIRED TO BE FILED
ANNUALLY BY ISSUERS REGISTER-
ING SECURITIES PURSUANT TO
INVESTMENT COMPANY ACT RULE
24f-2, AND REQUIRES THAT THE
FILE NUMBER OF THE APPRO-
PRIATE REGISTRATION STATEMENT
APPEAR BELOW THE NOTICE CAP-
T IO N  .............................
33-6039  MISCELLANEOUS TECHNICAL AND
EDITORIAL AMENDMENTS AND DE-
LETION OF OBSOLETE RULES ......

SEC DOCKET/1

What Is HeinOnline?

HeinOnline is a subscription-based resource containing thousands of academic and legal journals from inception; complete coverage of government documents such as U.S. Statutes at Large, U.S. Code, Federal Register, Code of Federal Regulations, U.S. Reports, and much more. Documents are image-based, fully searchable PDFs with the authority of print combined with the accessibility of a user-friendly and powerful database. For more information, request a quote or trial for your organization below.



Short-term subscription options include 24 hours, 48 hours, or 1 week to HeinOnline.

Contact us for annual subscription options:

Already a HeinOnline Subscriber?

profiles profiles most