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117 SEC Docket 1 (2019)

handle is hein.journals/secdoc136 and id is 1 raw text is: SEC DOCKET Volume 117, Issue No. 1 March 5, 2019 Releases in this Volume Release No. Page Securities Act of 1933: 10374- 10384 ............................. 3 Securities Exchange Act of 1934: 81017-81071 ..................... 25 Administrative Proceeding: 4889-4905 .......................... 190 Investment Advisers Act of 1940:4719--4724 ...................... 196 Investment Company Act of 1940: 32711-32721 ................... 203 Initial Decisions (Alj): 1150- 1150 ............................. 218 Litigation Release: 23868-23871 ............................... 219 This listing covers releases issued June 26, 2017 - June 30, 2017. This listing does not affect the legal status of any document published in this issue. The following releases relate to self-regulatory organization rule proposals and/or adoptions: 34-81017 34-81018 34-81019 34-81020 34-81021 34-81022 34-81023 34-81024 34-81028 34-81029 34-81030 34-81031 34-81032 34-81034 34-81035 34-81037 34-81038 34-81039 34-81040 34-81044 34-81051 34-81052 34-81053 34-81054 34-81056 34-81058 34-81060 34-81061 34-81062 34-81063 34-81065 34-81067 34-81068 34-81069 34-81070 Wolters Kluwer 2700 Lake Cook Road, Riverwoods, Illinois, 60015 Q .Wolters Kluwer 800 344 3734 www.WotersKluwerLR.com

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