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116 SEC Docket 1 (2019)

handle is hein.journals/secdoc135 and id is 1 raw text is: SEC DOCKET Volume 116, Issue No. 13' January 2, 2019 Releases in this Volume Release No. Page Securities Act of 1933: 10352-10353...........................2977 Securities Exchange Act of 1934: 80560-80618 .................. 2985 Accounting and Auditing Enforcement Release: 3869 ................ 3206 Administrative Proceeding: 4779-4789 ........................ 3206 Investment Advisers Act of 1940: 4695-4702 ..................... 3211 Investment Company Act of 1940: 32617-32627 .................. 3243 Initial Decisions (AIJ): 1129 ................................. 3247 Litigation Release: 23820-23825 ............................ 3250 This listing covers releases issued May 1, 2017 - May 5, 2017. This listing does not affect the legal status of any document published in this issue. The following releases relate to self-regulatory organization rule proposals and/or adoptions: 34-80563 34-80566 34-80569 34-80570 34-80573 34-80574 34-80576 34-80577 34-80579 34-80580 34-80581 34-80583 34-80584 34-80585 34-80590 34-80591 34-80592 34-80593 34-80594 34-80595 34-80597 34-80598 34-80605 34-80606 34-80607 34-80608 34-80609 34-80610 34-80611 34-80612 34-80613 34-80614 34-80615 34-80616 Wolters Kluwer 2700 Lake Cook Road, Riverwoods, Illinois, 60015 800 344 3734 www.WoltersKluwerLR.com O.Wolters Kluwer

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