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113 SEC Docket 1 (2017)

handle is hein.journals/secdoc128 and id is 1 raw text is: SEC DOCKET Volume 113, Issue No. 13 October 17, 2017 Releases in this Volume Release No. Page Securities Act of 1933: 10050-10053 ............................ 3367 Securities Exchange Act of 1934: 77300-77355 ................... 3367 Accounting and Auditing Enforcement Release: 3752-3 757 .......... 3575 Administrative Proceeding: 3676-3700 ........................ 3613 Investment Advisers Act of 1940: 4349-4350 .................. 3627 Investment Company Act of 1940: 32023-32026 .................. 3628 Initial Decisions (AIJ): 975-978 ............................. 3639 litigation Release: 23480-23487 ............................ 3650 This listing covers releases issued March 7, 2016 - March 11, 2016. This listing does not affect the legal status of any document published in this issue. The following releases relate to self-regulatory organization rule proposals and/or adoptions: 34-77301 34-77302 34-77303 34-77304 34-77305 34-77306 34-77307 34-77308 34-77309 34-77310 34-77311 34-77316 34-77319 34-77320 34-77324 34-77329 34-77330 34-77331 34-77332 34-77333 34-77334 34-77335 34-77336 34-77337 34-77338 34-77339 34-77340 34-77341 34-77348 34-77349 34-77350 34-77351 34-77352 34-77353 34-77354 34-77355 Wolters Kluwer 2700 Lake Cook Road, Riverwoods, Illinois, 60015 * . Wolters Kluwer 800 344 3734 wolterskluwerlb.com

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