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113 SEC Docket 1 (2017)

handle is hein.journals/secdoc127 and id is 1 raw text is: SEC DOCKET Volume 113, Issue No. 1 July 25, 2017 Releases in this Volume Release No. Page Securities Act of 1933: 9989-9993* ............................ 3 Securities Exchange Act of 1934: 76633-76699 ....................34 Accounting and Auditing Enforcement Release: 3726-3728 ........... 224 Administrative Proceeding: 3392-3420 ......................... 224 Investment Advisers Act of 1940: 4290-4295 ..................... 241 Investment Company Act of 1940: 31935-31944 .................. 242 Initial Decision (AU): 927-928............................... 249 Litigation Release: 23426-23435............................. 253 * The amendment to release 33-9974 appears in the listings below. This listing covers releases issued December 14, 2015 - December 18, 2015. This listing does not affect the legal status of any document published in this issue. The following releases relate to self-regulatory organization rule proposals and/or adoptions: 34-76636 34-76637 34-76638 34-76639 34-76640 34-76641 34-76644 34-76645 34-76646 34-76647 34-76648 34-76649 34-76650 34-76651 34-76652 34-76653 34-76654 34-76655 34-76656 34-76657 34-76658 34-76663 34-76664 34-76665 34-76666 34-76667 34-76668 34-76669 34-76670 34-76671 34-76672 34-76673 34-76674 34-76675 34-76676 34-76677 34-76686 34-76687 34-76688 34-76689 34-76690 34-76691 34-76692 34-76693 34-76696 34-76697 Wolters Kluwer 2700 Lake Cook Road, Riverwoods, Illinois, 60015 . Wolters Kluwer 800 344 3734 wolterslduwerlb.com

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