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112 SEC Docket 1 (2017)

handle is hein.journals/secdoc126 and id is 1 raw text is: SEC DOCKET Volume 112, Issue No. 13 May 23, 2017 Releases in this Volume Release No. Page Securities Act of 1933: 9964-9965 ............................. 3717 Securities Exchange Act of 1934: 76184-76257 ................... 3730 Trust Indenture Act of 1939: 2507 .............................. 3943 Accounting and Auditing Enforcement Release 3715 ................. 3943 Administrative Proceeding: 3235-3254 ......................... 3943 Investment Advisers Act of 1940: 4233-4241 ..................... 3953 Investment Company Act of 1940: 31869-31880 .................. 3956 Initial Decision (AIJ): 900-903 ................................ 3972 Litigation Release: 23389-23391 .............................. 3982 This listing covers releases issued October 19, 2015 - October 23, 2015. This listing dbes not affect the legal status of any document published in this issue. The following releases relate to self-regulatory organization rule proposals and/or adoptions: 34-76186 34-76187 34-76188 34-76189 34-76190 34-76191 34-76192 34-76196 34-76197 34-76198 34-76199 34-76200 34-76201 34-76202 34-76203 34-76204 34-76205 34-76206 34-76207 34-76208 34-76209 34-76210 34-76211 34-76212 34-76213 34-76214 34-76215 34-76221 34-76223 34-76224 34-76225 34-76226 34-76227 34-76228 34-76229 34-76230 34-76231 34-76232 34-76233 34-76234 34-76235 34-76237 34-76238 34176239 34-76244 34-76245 34-76246 34-76247 34-76248 34-76249 34-76251 34-76254 Wolters Kluwer 2700 Lake Ccok Road, Riverwoods, Illinois, 60015 *l K 800 344 3734 wolterskluwerlb.com

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