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111 SEC Docket 1 (2016)

handle is hein.journals/secdoc123 and id is 1 raw text is: SEC DOCKET Volume 111, Issue No. 1 October 4, 2016 Releases in this Volume Release No. Page Securities Act of 1933: 9736-9737 ............................... 3 Securities Exchange Act of 1934: 74458-74510 ..................... 4 Accounting and Auditing Enforcement Release: 3642 ................. 176 Administrative Proceeding: 2387-2424 .......................... 176 Investment Advisers Act of 1940:4041-4048 ...................... 195 Investment Company Act of 1940:31500-31503 ................... 203 Initial Decision: 751-753 ............................ ...... 204 litigation Release: 23216-23219 ............................... 225 This listing covers releases issued March 9, 2015 - March 13, 2015. This listing does not affect the legal status of any document published in this issue. The following releases relate to self-regulatory organization rule proposals and/or adoptions: 34-74460 34-74462 34-74463 34-74464 34-74465 34-74472 34-74473 34-74474 34-74475 34-74476 34-74477 34-74478 34-74479 34-74481 34-74482 34-74483 34-74484 34-74485 34-74486 34-74487 34-74488 34-74489 34-74490 34-74491 34-74492 34-74496 34-74505 34-74506 34-74507 34-74509 Wolters Kluwer 2700 Lake Cook Road, Riverwoods, Illinois, 60015 O .Wolters Kluwer 800 344 3734 woltersiduwerlb.com

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