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110 SEC Docket 1 (2016)

handle is hein.journals/secdoc122 and id is 1 raw text is: SEC DOCKET Volume 110, Issue No. 13 August 2, 2016 Releases in this Volume Release No. Page Securities Act of 1933: 9697-9702 ............................ 3471 Securities Exchange Act of 1934: 74031-74090 .................. 3507 Accounting and Auditing Enforcement Release: 3619 ................ 3694 Administrative Proceeding: 2206-2229 ........................ 3694 Investment Advisers Act of 1940: 3993-4000 .................... 3705 Investment Company Act of 1940: 3 1409-31421 .................. 3712 Initial Decision: 734-737 .................................. 3717 Litigation Release: 23172-23174 ............................ 3785 This listing covers releases issued January 12, 2015 - January 16, 2015. This listing does not affect the legal status of any document published in this issue. The following releases relate to self-regulatory organization rule proposals and/or adoptions: 34-74031 34-74033 34-74034 34-74035 34-74036 34-74038 34-74040 34-74041 34-74042 34-74043 34-74045 34-74046 34-74049 34-74050 34-74051 34-74052 34-74053 34-74055 34-74058 34-74059 34-74062 34-74063 34-74064 34-74067 34-74072 34-74073 34-74074 34-74075 34-74076 34-74077 34-74078 34-74082 34-74083 34-74084 34-74085 34-74086 34-74087 34-74088 Wolters Kluwer 4025 W. Peterson Ave., Chicago, IL 60646-6085 , Wolters Kluwer 800 344 3734 wolterskluwerlb.com

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