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110 SEC Docket 1 (2016)

handle is hein.journals/secdoc121 and id is 1 raw text is: SEC DOCKET Volume 1 10, Issue No. 1 May 10, 2016 Releases in this Volume Release No. Page Securities Act of 1933: 9668-9670 ............................... 3 Securities Exchange Act of 1934: 73390-73429 .................... 15 Trust Indenture Act of 1939: 2498 .............................. 334 Accounting and Auditing Enforcement Release: 3590-3592 ........... 334 Administrative Proceeding: 1916-1948 ......................... 334 Investment Advisers Act of 1940: 3957 ........................... 354 Investment Company Act of 1940: 31294-31319*.................. 357 Initial Decision: 694-702 ................................... 402 Litigation Release: 23116-23118 ............................. 423 This listing covers releases issued October 20, 2014 - October 24, 2014. * The amendment to release IC-31268 appears in the listings below. This listing does not affect the legal status of any document published in this issue. The following releases relate to self-regulatory organization rule proposals and/or adoptions: 34-73391 34-73392 34-73393 34-73394 34-73395 34-73397 34-73399 34-73409 34-73410 34-73411 34-73412 34-73413 34-73414 34-73415 34-73416 34-73417 34-73418 34-73422 34-73424 34-73425 34-73426 Wolters Kluwer 4025 W. Peterson Ave., Chicago, IL 60646-6085 800 344 3734 wolterskluwerlb.com o Wolters Kluwer

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