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107 SEC Docket 1 (2015)

handle is hein.journals/secdoc116 and id is 1 raw text is: SEC DOCKET Volume 107, Issue No. 1 February 24, 2015 Releases in this Volume Release No. Page Securities Act of 1933:;9446-9447 ..............................3 Securities Exchange Act of 1934: 70253-70298........ . .. .. ...14 Administrative Proceeding: 813-826........ . . .. ... .. ..357 Investment Advisers Act of 1940: 3 655-3659....... . ... .362 Investment Company Act of 1940: 30674-310683.... . ... .. .. .367 Litigation Release: 22788-22789-......... . .. . .. ... ..391 This listing covers releases issued August 26, 2013 - August 30, 2013. This listing does not affect the legal status of any document published in this issue. The following releases relate to self-regulatory organization rule proposals and/or adoptions: 34-70253 34-70255 34-70256 3470257 34-70258 34-70259 34-70260 34-70263 34-70264 34-70268 34-70269 34-70270 34-70271 34-70272 34-70273 34-70274 34-70276 34-70278 34-70279 34-70281 34-70282 34-70283 34-70284 34-70285 34-70286 34-70287 34-70288 34-70289 34-7029 1 34-70294 34-70295 34-70296 Walters K~uwer 4025 W. Peterson Ave., Chicago, IL 60646-6085 .tWolte rs Kiuwer 800 344 3734 wokeoruldwerib.corn

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