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106 SEC Docket 1 (2014-2015)

handle is hein.journals/secdoc115 and id is 1 raw text is: SEC DOCKET Volume 106, Issue No. 1 3 December 18, 2014 Releases in this Volume Release No. Page Securities Act of 1933: 9410-9413 ........................... 3019 Securities Exchange Act of 1934: 69895-69940* .................. 3020 Accounting and Auditing Enforcement: 3470-3471 ................. 3277 Administrative Proceeding: 769 ................................ 3277 Investment Advisers Act of 1940: 3621 ........................... 3277 Investment Company Act of 1940: 30586--30591 .................. 3277 Initial Decision: 494 ........................................ 3285-7 Litigation: 22736-22742 .................................. 3285-10 • The amendment to release 34-69903 appears in the listings below. This listing covers releases issued from 7/1/2013 - 7/5/2013. The following releases relate to self-regulatory organization rule proposals and/or adoptions: 34-69897 34-69898 34-69899 34-69900 34-69901 34-69902 34-69903 34-69903A 34-69904 34-69908 34-69909 34-69910 34-69911 34-69913 34-69914 34-69915 34-69916 34-69919 34-69920 34-69921 34-69925 34-69926 34-69927 34-69928 34-69929 34-69931 34-69932 34-69933 34-69934 34-69935 34-69936 34-69938 Wolters Kluwer 4025 W. Peterson Ave., Chicago, IL 60646-6085 800 344 3734 wolterskluwerlb.com C j Wolters Kluwer Law & Business

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