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99 Nos. 1-10 SEC Docket 1 (2011)

handle is hein.journals/secdoc101 and id is 1 raw text is: CCH' CCH SEC DOCKET Volume 99, Issue No. 1 March 28, 2011 Releases in this Volume Release No. Page Securities Act of 1933: 9131-9132 ............................... 3 Securities Exchange Act of 1934: 62603-62660 ....................13 Investment Advisers Act of 1940: 3062-3067 ..................... 155 Investment Company Act of 1940: 29374-29378 .................. 157 Litigation: 21608-21617 .................................. 175 Accounting and Auditing Enforcement 3161-3169 .................. 184 Administrative Proccedings Rulings: 659 ......................... 184 This listing covers releases issued from 7/30/2010-8/5/2010. The listing does not affect the legal status of any document published in this issue. SIGNIFICANT ITEM OPINION 34-62656 The following adoptions: 34-62604 34-62608 34-62615 34-62619 34-62624 34-62629 34-62638 34-62642 34-62647 34-62655 Gately & Associates, LLC and James P. Gately, CPA releases relate to self-regulatory organization rule proposals and/or 34-62605 34-62609 34-62616 34-62620 34-62625 34-62631 34-62639 34-62643 34-62648 34-62658 34-62606 34-62610 34-62617 34-62621 34-62626 34-62632 34-62640 34-62644 34-62650 34-62607 34-62614 34-62618 34-62623 34-62628 34-62637 34-62641 34-62646 34-62651 CCH INCORPORATED 4025 W. Peterson Ave., Chicago, IL 60646-6085 1 800 449 6435 http://www.cch.com A WolterslKluwer Company *).Wolters Kluwer Law & Business

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