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86 N.C. L. Rev. 1 (2007-2008)
Empirically Evaluating Claims about Investment Treaty Arbitration

handle is hein.journals/nclr86 and id is 13 raw text is: EMPIRICALLY EVALUATING CLAIMS ABOUT
INVESTMENT TREATY ARBITRATION*
SUSAN D. FRANCK**
As a blossoming field of study, empirical legal scholarship can offer
valuable insights on issues of international importance. The resolution
of disputes from investment treaties is one such issue that affects
international relations, implicates international legality of domestic
government conduct, and puts millions of taxpayer dollars at risk.
However, there is little empirical work that transparently explores this
area.    While suggesting     there has been a       litigation  explosion,
commentators make untested assertions about investment treaty
disputes. As the first research article that explains its methodology and
results, this Article is a modest attempt to evaluate claims about
investment treaty arbitration. The Article explores: (1) who is involved
in arbitration and what is arbitrated, (2) increases in awards, (3)
win/loss rates, (4) amounts claimed and awarded, (5) arbitration costs,
(6) use of other dispute resolution processes, and (7) nationality and
gender of arbitrators. Subjecting these areas to empirical scrutiny
provides information that sets the stage for future research to provide
insights to government officials responsible for negotiating investment
treaties and parties planning their dispute resolution strategies.
Replication and convergence of such research offers an opportunity to
* Copyright © 2007 by Susan D. Franck.
** Assistant Professor of Law, University of Nebraska Law College. The American Society
of International Law selected the author to present this paper at the 101st Annual Meeting. The
author wishes to thank Kirsten Carlson, Laura Cooper, Christopher Drahozal, John Gotanda,
Chris Guthrie, Michael Heise, Daniel Klerman, John Lande, Leandra Lederman, David S. Law,
Colleen Medill, Richard Moberly, W. Michael Reisman, Jennifer Robbennolt, Andrea Schneider,
Bob Schopp, Anna Shavers, D. Daniel Sokol, Nancy Staudt, Steve Willborn, Jason Yackee, and
David Zaring for their comments. The author also recognizes the suggestions she received during
workshops at the George Washington University School of Law, the Kansas University School of
Law, the University of Georgia School of Law, the University of Illinois College of Law, the
University of Wisconsin's Global Legal Studies Center, the Washington & Lee University School
of Law, and Yale Law School's Junior International Law Scholars Roundtable. The author
wishes to thank Mindy Anderson-Knott, Vicki L. Piano Clark, Walter Stroup, Julia McQuillan,
and Lindsay Burford, Jamie Marincic, Leanne Hicks of the Survey, Statistics, and Psychometrics
Core Facility at the University of Nebraska-Lincoln for their invaluable assistance with
methodology design and data analysis. The author acknowledges the contributions of her
research assistants, Jenna Perkins, who helped create tables, and Melanie Neely, who was
steadfastly meticulous in her approach to gathering, coding, and discussing data. A McCollum
Research Grant provided support for the research and writing of this Article.

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