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102 Nat'l Civic Rev. 2 (2013)

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Elinor Ostrom, the first and only woman to have won  the No-
bel Prize in economics, died in June 2012  of pancreatic can-
cer. According  to the obituary in the New   York Times,  her
achievement  was  all the more remarkable  because  she was
not an economist.  She is sometimes  described as a political
economist, but her actual degrees were in political science.

Best known  for her book Governing the Commons,  Ostrom  was
one of the pioneers who developed the institutional analysis and
design framework  of social scientific inquiry. Much of her work
focused on the governance  of common  pool resources, such as
fisheries, forests, and irrigation systems. What she discovered in
her years of fieldwork and analysis was quite hopeful that un-
der certain circumstances, self-regulating, less-than-formal in-
stitutional arrangements could be successful in preserving pre-
cious and exhaustible common  resources.

Ostrom's work was in part an answer to Garrett Hardin's famous
essay The Tragedy of the Commons,  which used the metaphor
of a grazing pasture. If too many people used the pasture and
used it too intensively, the grazing resource would be depleted.
Before Ostrom, it was widely accepted that there were essentially
two ways of addressing this challenge. One was for government
to regulate the resource. The other was private ownership and
use.

But Ostrom's fieldwork suggested that resources held in common
could be managed  wisely if the people who used those resources
worked together to establish strict rules on use and an effective
means  of enforcement. She  developed a set of principles that
were in place in those instances in which users had avoided the
tragedy of the commons; among  them  were clear, locally under-
stood boundaries between users and nonusers; rules of appropri-
ation and use that are congruent with local conditions; collec-
tive choice arrangements (participation) in making and changing
rules; monitoring of users and  resources; conflict resolution
mechanisms;  and  recognition of local rights by authorities.

The  fiscal plight of Southern California communities may not
be perfectly analogous to that of a fishery or a forest, but sim-
ilar questions arise about who benefits and who uses the finite
resource of public funding for local services. Local services are
such that certain groups may benefit more than others from their
provision, so those groups might agitate to maintain or increase
spending  levels on those services. But in the long run, every-
one suffers if the local government or district is not financially
viable.


long period of time. Some have come from  long-term economic
trends  for example, the historical loss of industrial jobs of the
state's smokestack regions. Others have been the result of con-
scious political decisions, notably Proposition 13, the tax lim-
iting amendment  passed  in the late 1970s, and the California
General Assembly's decision in 2011 to eliminate local redevel-
opment  agencies.

Different localities have responded to these external realities in
different ways, each with varying degrees of success  or fail-
ure. By looking at these cases, we hope  to learn more about
the conditions that are present when communities achieve suc-
cess in managing  fiscal challenges and when  they don't. We
also hope  to learn what  strategies leaders have adopted  in
communities  that have managed  to address the issue of fiscal
sustainability.

Currently in its third year, the Southern California Fiscal Sus-
tainability Research Project is a joint effort by the National Civic
League, the University of Southern California, and the University
of San Francisco. So far the researchers have looked at nine dif-
ferent local government jurisdictions five cities, two counties,
and two school districts. Four of those case studies were pub-
lished last year in volume 101:1 of the National Civic Review,
and four more are featured in the current issue: San Bernardino
County, the cities of South Gate and Santa Ana, and the El Ran-
cho Unified School District.

We  are publishing these case investigations knowing that they
are part of a work in progress and that more insights and ob-
servations will come during 2013, the third year of the project.
In the meantime,  we  would like to thank the John Randolph
Haynes  and Dora Haynes  Foundation for its support for the fis-
cal sustainability research that informs the four case studies in
this issue of the National Civic Review.




Hardin, G.  1968.  The Tragedy  of the Commons.   Science,
December 13. http://www.garretthardinsociety.org/articles/
art_tragedy_of_thecommons.   html.

Rampell,  C. 2012.  Elinor Ostrom, Winner  of Nobel  in Eco-
nomics,  Dies at 78. New  York  Times, June  12. http://www
.nytimes.com/2012/06/13/business/elinor-ostrom-winner-of
-nobel-in-economics-dies-at-78.htm   I.


                                                                                                                 Michael McGrath
  Southern  California makes a good  region for study, because                                                              Editor
  it has been dealing with a range of financial challenges for a




  ©2013   Wiley Periodicals, Inc.
  Published online in Wiley Online Library (wileyonlinelibrary.com)
2  National Civic Review * DOI: 10.1002/ncr.21116 * Spring 2013                                A Publication of the National Civic League

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