About | HeinOnline Law Journal Library | HeinOnline Law Journal Library | HeinOnline
LOG IN
LOG IN

10 Hacettepe Hukuk Fak. Derg. 1 (2020)

handle is hein.journals/haceukfad10 and id is 1 raw text is: ABD HUKUKUNDA FINANSAL LRLNDEN KAYNAKLANAN YATIRIMCI IDDIALARININ COZUMLENMESi RESOLUTION OF INVESTOR CLAIMS RESULTING FROM FINANCIAL PRODUCTS IN US LAW Hakemli Makale Onur KALKAN* Mehmet ONUR** iCiNDEKILER I. GENEL OLARAK YATIRIM CI KAVRAM I ..........................................................................................3 II. FINANSAL PROFESYONELLERIN QESITLERI................................................................................4 III. FINANSAL ORONLERE ILISKIN I$LEMLERDE YATIRIM KURULUSLARI VE PERSONELININ YATIRIMCILARA KAR$I YUKUMLULUKLERI .....................................................4 A . M akul Tem ellere D ayanm a Y ktim ilti u..........................................................................................4 B . M ti teriye O zel Y uku m l l k ...............................................................................................................5 C. Mtiterinin Bilgi Sahibi Olmasi...........................................................................................................6 D. Iglem Yapilan Menkul Kiymetlerin Karmagikhgi ve Riskliligi .....................................................8 IV. FINANSAL URONE DAIR SERMAYE PIYASASI UYU$MAZLIKLARINDA MU$TERI TEMSILCISININ DINLENMESI................................................................................................................9 A. Yogunlagmadan Kaynaklanan Sorunlar ..............................................................................................9 B. Sati$ Teviki......................................................................................................................................10 1. Komisyon ve Diger Parasal Miikafatlar.........................................................................................10 2. Y atinm K urulugu O zel r nti ....................................................................................... .....11 C. Finansal Urunlerin Degerlemesi........................................................................................................11 D. Yatinm Kurulugu ve Mtiteri Temsilcisi Arasindaki Menfaat Qatigmalanr.......................................12 DOI: 10.32957/hacettepehdf.629597 Makalenin Geli$ Tarihi: 04.10.2019 Makalenin Kabul Tarihi: 09.12.2019 * Av. Dr., Baguzman Hukukgu, Sermaye Piyasasi Kurulu, UC Berkeley LL.M. E-posta: onur.kalkan@sryk.2ov.tr ORCID: 0000-0002-7780-6796 ** CQF, Baguzman, Sermaye Piyasasi Kurulu, UC Irvine MBA. E-posta: mehmetonur@svkgovtr ORCID: 0000-0001-5073-2646 Qahmamizda Hacettepe Hukuk Fakiltesi Dergisi Aragtinna ve Yayin Etigi Ilkeleri'ne uydugumuzu beyan ederiz.

What Is HeinOnline?

HeinOnline is a subscription-based resource containing thousands of academic and legal journals from inception; complete coverage of government documents such as U.S. Statutes at Large, U.S. Code, Federal Register, Code of Federal Regulations, U.S. Reports, and much more. Documents are image-based, fully searchable PDFs with the authority of print combined with the accessibility of a user-friendly and powerful database. For more information, request a quote or trial for your organization below.



Short-term subscription options include 24 hours, 48 hours, or 1 week to HeinOnline.

Purchase Access

Contact us for annual subscription options:

Contact Us

Already a HeinOnline Subscriber?

Log In

profiles profiles most