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90 N.C. L. Rev. Addendum 1 (2011-2012)

handle is hein.journals/addendum3 and id is 1 raw text is: SERVING A SUMMONS BY FIRST CLASS MAIL:
WHY BANKRUPTCY RULE 7004(b)(1) VIOLATES
DUE PROCESS*
JONATHON S. BYINGTON*
Even though it has been accepted and widely used throughout the
nation for thirty-five years by courts, practitioners, and commentators,
the service method of delivering a summons and complaint solely by
first class mail under Bankruptcy Rule 7004(b) (1) violates due process.
Bankruptcy court jurisdiction was vastly expanded after the bankruptcy
rules first authorized service by first class mail. This expansion
fundamentally changed the nature of bankruptcy proceedings for which
mail service could be made. Basing the legitimacy of something on the
sole ground that it has been in existence for a long time without being
changed is unconvincing logic and standing alone, does not legitimize
Bankruptcy Rule 7004(b)(1). Because a summons carries out the dual
purpose of providing notice to a defendant and conferring personal
jurisdiction over a defendant by a bankruptcy court, the Supreme
Court's mailings jurisprudence does not support the constitutionality of
delivering a summons by first class mail. Under Mullane's analytical
framework, inquiry into the expectations of defendants is appropriate
because the intended beneficiary of both the Fifth and Fourteenth
Amendments is the recipient of the process, not the sender or the
summoning court. Defendants simply do not expect to be sued through
a delivery method as informal as first class mail. In addition, service by
first class mail creates proof of service problems and produces
uncertainty over the defendant's receipt of the summons, resulting in
questions over the legitimacy of the bankruptcy court's jurisdiction
over the defendant. Consequently, delivery by first class mail under
Bankruptcy Rule 7004(b) (1) should be eliminated and replaced with the
acknowledgment procedure contained in Rule 4(d) of the Federal Rules
of Civil Procedure.

* 0 2011 Jonathon S. Byington.
** Partner, law firm of Racine, Olson, Nye, Budge & Bailey, Chartered. I thank Richard
Seamon, Jeremy Ladle, and Dustin Charters for their comments on earlier drafts.

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