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GAO-16-173R 1 (2015-10-27)

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cAO U.S. GOVERNMENT ACCOUNTABILITY OFFICE
441 G St. N.W.
Washington, DC 20548


B-327442


October 27, 2015

The Honorable Ron Johnson
Chairman
The Honorable Thomas R. Carper
Ranking Member
Committee on Homeland Security and Governmental Affairs
United States Senate

The Honorable Paul Ryan
Chairman
The Honorable Sander Levin
Ranking Member
Committee on Ways and Means
House of Representatives

Subject: Department of Homeland Security, U.S. Customs and Border Protection, and
        Department of the Treasury: Automated Commercial Environment (ACE) Filings for
        Electronic Entry/Entry Summary (Cargo Release and Related Entry)

Pursuant to section 801 (a)(2)(A) of title 5, United States Code, this is our report on a major rule
promulgated by the Department of Homeland Security, U.S. Customs and Border Protection
(CBP), and Department of the Treasury (Treasury) (collectively, the agencies) entitled
Automated Commercial Environment (ACE) Filings for Electronic Entry/Entry Summary (Cargo
Release and Related Entry) (RIN: 1515-AE03). We received the rule on October 14, 2015. It
was published in the Federal Register as an interim final rule on October 13, 2015. 80 Fed.
Reg. 61,278.

The interim final rule amends the CBP regulations to reflect that on November 1, 2015, ACE will
be a CBP-authorized Electronic Data Interchange (EDI) System. The interim final rule informs
the public that the Automated Commercial System (ACS) is being phased out as a CBP-
authorized EDI System for processing electronic entry and entry summary filings (also known as
entry filings). ACE will replace ACS as the CBP-authorized EDI system for processing
commercial trade data. It also announces the conclusion of the ACE Cargo Release and the
Entry Summary, Accounts and Revenue tests with regard to the entry and entry summary
requirements that are now part of the CBP regulations.

The Congressional Review Act (CRA) requires a 60-day delay in the effective date of a major
rule from the date of publication in the Federal Register or receipt of the rule by Congress,
whichever is later. 5 U.S.C. § 801(a)(3)(A). The interim final rule has a stated effective date of
November 1, 2015. The rule was received on October 14, 2015, and was published in the
Federal Register on October 13, 2015. Therefore, the interim final rule does not have the
required 60-day delay in its effective date. The 60-day delay in effective date can be waived,
however, if the agency finds for good cause that delay is impracticable, unnecessary, or


GAO-16-173R

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