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B-325553 1 (2014-05-29)

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GAO U.S. GOVERNMENT ACCOUNTABILITY OFFICE
441 G St. N.W.
Washington, DC 20548


B-325553



May 29, 2014

Congressional Requesters

Subject: GAO's Role and Responsibilities Under the Congressional Review Act

This opinion responds to requests for our views on the applicability of the Congressional
Review Act (CRA) to the Environmental Protection Agency's (EPA) proposed Standards of
Performance for Greenhouse Gas Emissions from New Stationary Sources: Electric Utility
Generating Units, 79 Fed. Reg. 1430 (Jan. 8, 2014) (the proposed Greenhouse Gas rule).
CRA establishes a process for congressional review of agency rules and establishes
special expedited procedures under which Congress may pass a joint resolution of
disapproval that, if enacted into law, overturns the rule. Congressional review is assisted
by CRA's requirement that all federal agencies, including independent regulatory agencies,
submit each rule to both Houses of Congress and to GAO before it can take effect. After
discussion with congressional staff, we agreed to answer three questions: (1) what is
GAO's role under CRA and what type of agency action triggers that role; (2) what role does
GAO play under CRA with regard to a proposed rule; and (3) do prior GAO opinions under
CRA examining final agency actions outside of the rulemaking process provide precedent
in answering these questions.1

As explained below, GAO's role under CRA is to receive the rules submitted by executive
branch agencies, and to provide a report to Congress on each major rule. The reporting
requirement is triggered by an agency's submission of a final rule to GAO. Moreover, the
precedent provided in our prior opinions underscores that proposed rules are not rules for
CRA purposes, and GAO has no role with respect to them.









1 Our practice when rendering opinions is to contact the relevant agency and obtain its legal
views on the subject of the request. GAO, Procedures and Practices for Legal Decisions
and Opinions, GAO-06-1064SP (Washington, D.C.: Sept. 2006), available at
www.gao.gov/legal/resouces.html. We contacted the General Counsel of EPA who
provided us with the agency's views. Letter from EPA to Assistant General Counsel, GAO,
Apr. 1,2014.

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