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B-192365 1 (1979-02-14)

handle is hein.gao/gaobadgxt0001 and id is 1 raw text is: 


                 ' j ~   THE COMPTROLLER GENERAL
DECISION                     OF   THE UNITED STATES
                             WASHINGTON, 0.c. 20548




FILE:  B-192365                     DATE:  February 14, 1979

MATTER OF:    n-WhitieGk--ZRetroactive Quality Step
               Increase


ACTION erroneously filed a supervisor's
insufficiently documented recommendation
of a Quality Step Increase (QSI) for an
employee thus causing a delay in the
granting of the QSI.  Retroactive granting
of the QSI may not be made since Action had
discretion to grant it and employee had no
vested right to it at a particular time
under statute or agency regulation.


     This action concerns a request from the Director of
Personnel, Action, for an official ruling as to whether Action
may retroactively grant a Quality Step Increase (QSI) to
Carolyn Whitlock, the State Program Director in Action's New York
Regional Office.

     Ms. Whitlock was recommended for a QSI on her performance
evaluation which was submitted in December 1976. Her supervisor,
used an obsolete rating form. Action personnel accepted and filed
the form in her official personnel folder insufficiently documented.
No follow-up was done to obtain the appropriate documentation for
the QSI which would have required the Office Head and the Director
of Personnel's signatures. Later her supervisor prepared the cor-
rect documentation and necessary approvals were obtained. Action
does not wish to penalize Ms. Whitlock for the failure of its person-
nel to correctly complete her promotion package. However, while
Action believes its delay in processing the QSI was unjustified or
unwarranted personnel action under the Back Pay Act of 1966, 5 U.S.C.
(1976), it is uncertain as to whether it may grant Ms. Whitlock a
QSI with backpav for the retroactive period.

     The awards statute and implementing regulations vest dis-
Cretion in agencies to make awards and their determinations will
not be upset except for a clear showing of abuse of discretion.
Shaller v. U.S., 202 Ct. Cl. 571 (1973), cert. denied 414 U.S.
1092.  We believe the same principle applies to the awarding of
QSI under 5 U.S.C. 5336. Thus, an agency has discretion to approve
or disapprove a QSI.  See John H. Brown, 56 Comp. Gen. 57 (1976).


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