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GGD-83-30 1 (1983-07-13)

handle is hein.gao/gaobacjmr0001 and id is 1 raw text is: 





STUDY BY THE STAFF OF                       jI S.



General Accounting Office







Survey Of Investor Protection And

The Regulation Of Financial Intermediaries




Traditionally, various types of financial insti-
tutions offered specific types of products
and services. Market forces, however, have
recently undermined these traditional bar-
riers. As a result, financial institutions and
the services and products they provide are
undergoing rapid change; more alternative
investment opportunities are available today
then ever before. This report provides an
overview of investment opportunities, the
degree of risk to which they are exposed,
and the type of protection and regulation
available.

This report identifies variations among the
different forms of financial intermediary
regulation and investor protection and also
describes reviews GAO plans to undertake
in these areas.


C)
C


GAO/GGD-83-30
    JULY 13, 1983


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