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B-192406 1 (1978-12-01)

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                 COMPTROLLER GENERAL OF THE UNITED STATES               16
                           WASHINGTON, D.C. 2058




  B-192406                                       December 1, 1978


  The Honorable Newtoi I. Steers, Jr.

  House of Representatives

  Dear Mr. Steers:

       This is in reply to your letter of October 17, 1978, requesting
  that we reconsicr the conclusion stated in our decision of October 12,
  1978, B-192406, that the files and work papers of the law firm of Rogovin,
  Stern, and Huge (Rogovin) retain their private character unless they
  are voluntarily submitted to the Civil Service Commission with its
  final report, since they are not necessarily required to be submitted
  to the Commission pursuant to the contract between these two parties.
  You also requested that we perform an investigative audit of Rogovin's
  performance of this contract and related matters.

       We have reviewed our position concerning the nature of Rogovin's
  work papers and files, and believe that our original conclusion is
  correct. Documents produced by a contractor in carrying out the terms
  of a contract do not automatically become Government records, unless
  the contract specifically provides that the supporting documentation
  as well as the report itself must be submitted together. Documents
  not required to be submitted but which the contractor chooses to submit
  to the agency, or which are required to be submitted but not until a
  specified future date, may be considered Government records but not
  until the contractor relinquishes control of the materials and submits
  them to the agency. In additi n to the authorities cited in our
  earlier letter, see     ,  v.GCentral Intelligce Agency, Civil No.
  76-1800 (D.C. Cir., May 23, 1978);    __    v.Califano, Civil No.
  76-1308 (D.C. Cir., July 11, 1978), construing je term agency records,
  for purposes of the Freedom of Information Act. v' VS C- 5S.

       In this case, the contract provides that all of Rogovin's files
  considered by Rogovin to be relevant to the'findings in its final report
  will remain within the sole control of Rogovin for 3 years after the
  submission of the final report. Contract: Methods and Procedures,
  section B.I.(c). At the conclusion of this period, these documents
  will be submitted to the Commission and will then  ecome agency   V,
  records subject to both the Federal Records Act and the Freedom of
  Information Act(FOIA). All such relevant documents are required by '








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