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PAD-82-49 1 (1982-08-26)

handle is hein.gao/gaobabmob0001 and id is 1 raw text is: 


    21               UNITED STATES GENERAL ACCOUNTING OFFICE
                             WASHINGTON, D.C. 20548


PROGRAM ANALYSIS                                  August 26, 1982
   DIVISION

       B-208669




       Dr. Jerome H. Fregeau, Director
       Office of Audit and Oversight
       National Science Foundation                                119307

       Dear Dr. Fregeau:

            Subject: National Science Foundation (NSF)
                     Management Review of Research Grant
                     Award Recommendations (GAO/PAD-82- 49)

            As you know, we presented the results of our study of the
       NSF management review of research grant award recommendations on
       July 14, 1982. This letter summarizes our observations and pro-
       posals for improving this process, and the actions NSF plans in
       response to our briefing.   NSF's response is included as enclo-
       sure I.

            Our objective was to determine if the checks NSF has over
       the proposal evaluation process, as presently implemented, pro-
       vide adequate accountability over program officer recommendations
       to award or decline proposals.    According to NSF, these checks
       are:

            --a review by higher level officials of program officer
              recommendations prior to the awarding or declining of
              a proposal;

            --an appeal of a decision to decline a proposal through
              NSF's formal appeals process;

            --a postaudit examination of a sample of proposal deci-
              sions by the Office of Audit and Oversight (OAO); and

            --a periodic review of each program by advisory commit-
              tees of external reviewers.

           We reviewed the documentation contained in a randomly se-
       lected sample of proposals that were awarded, declined or with-
       drawn during a 6-month period; examined relevant circulars, manu-
       als and reports; and interviewed appropriate NSF officials. We



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