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HRD-78-52 1 (1978-05-11)

handle is hein.gao/gaobaaxjk0001 and id is 1 raw text is: 


DOCUMENT RESUME


06192 - [B136636J

Minimum Requirements Are Needed for Colleges and Universities To
Justify Research Equipment Purchases. HRD-78-52; B-133183. May
11, 1978. 7 pp. + appendix (18 pp.).

Report to Rep. Olin E. Teague, Chairman, House Ccmmittee on
Science and Technology; by Elmer B. Staats, Comptroller General.

Issue Area: Federal Procurement of Goods and Services:
    Procurement of Only Needed Quantities of Goods (1901);
    Science and Technology: Federal Laboratories and Federally
    Supported Organizations Performing Rese&rch and Development
    (2003).
Contact: Human Resources Div.
Budget Function: General Science, Space, and Techrology: General
    Science and Basic Besearch (251!.
Organization Concerned: National -cience Foundation; National
    Institutes of Health; Office of Manugement and Budget;
    Department of Health, Education, and lelfare.
Congressional Relevance: House Committee on Science and
    Technology; Senate Committee on Human Resources. Rep. Olin
    E. Teague.
Authority: National Science Foundation Act cf 1950, as amended
     (42 U.S.C. 1861). CMB Circular A-110, ONE Circular A-21.

         The Nae.ional Science Foundation and the National
Institutes of Health provide about 65% of the Federal grant
funds awarded to colleges and universities to conduct scientific
research and appear to be the primary sources of grant funds for
research equipment. The Foundation's budget for equipment has
increased about 50% since fiscal year 1976, and the National
Institutes of Health's expenditures for equipment rose about 25%
between 1976 and 1977. During this period, equipment expenses
rose from 11% to 13% of total grant expenses for the Foundation
and from 5.3% to 5.6% for the National Institutes of Health.
Findings/Conclusions: Both the Foundation and the National
Institutes of Health rely mainly on the researcher to request
ouly necessary eguipment. The agencies also use their research
proposal evaluation system, including peer review, budget cuts,
and site visits to help eliminate unnecessary equipment
requests. Both agencies expect the researcher and/or the
department head to determine equipment availability in the
department before requesting new equipment. Officials at six of
seven universities reviewed said they rely heavily on the
researchers' personal knowledge of available equipment when
determining tLe need for new equipment. The Foundatiob and the
National Institutues of Health both required institutions to
maintain property records and periodically conduct physical
inventories. Had these requirements been complied with, they
could have helped institution officials determine equipment
needs. According to Office of Management and Budget (ORB)
Circular A-110 issued in 1976, grantees are no longer required

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