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GAO-11-135R 1 (2010-11-16)

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        A ontabilty I Integrity * Reliability
United States Government Accountability Office
Washington, DC 20548


          November 16, 2010


          The Honorable Jon Kyl
          Ranking Member
          Subcommittee on Terrorism and Homeland Security
          Committee on the Judiciary
          United States Senate

          The Honorable Russell D. Feingold
          United States Senate

          Subject: Export Controls: Agency Actions and Proposed Reform Initiatives May
          Address Previously Identified Weaknesses, but Challenges Remain

          Each year, billions of dollars in arms and dual-use items-items that have both
          commercial and military applications-are exported to U.S. allies and strategic
          partners.' To further national security, foreign policy, and economic interests, the
          U.S. government controls the export of these items. Over the past 10 years, we have
          reported on numerous weaknesses in the export control system, including poor
          coordination among the multiple agencies involved, which have led to jurisdictional
          disputes and enforcement challenges, and the lack of systematic assessment of the
          overall effectiveness of the export control system.2 As a result, since 2007 the arms
          and dual-use export control systems have been included as part of our high-risk area
          on ensuring the effective protection of technologies critical to U.S. national security
          interests. We have also called for a strategic reexamination of existing programs
          within the U.S. export control system to identify needed changes and ensure the
          advancement of U.S. interests. In August 2009, the President announced that he had
          directed a comprehensive review of the U.S. export control system and, in April 2010,
          proposed a framework under which the current system would be streamlined to
          include a single export control list, a single licensing agency, a single primary
          enforcement coordination agency, and a single information technology system. The
          Administration has since provided updates on its reform initiatives, announcing
          specific actions that are being implemented using a phased approach.




          1 For the purposes of this report, the term arms refers to defense articles, defense services, and related technical data, as
          specified in 22 U.S.C. § 2778, and the term dual-use refers to items that have both commercial and military applications,
          such as high-performance computers, radars, and underwater television cameras.
          2 See enclosure I for a list of these reports.
          GAO, High-Risk Series: An Update, GAO-09-271 (Washington, D.C.: January 2009).


GAO-11-135R Export Controls

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