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GAO-09-249R 1 (2009-01-16)

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United States Government Accountability Office
Washington, DC 20548


          January 16, 2009

          Congressional Requesters

          Subject: Clean Air Act: Historical Information on EPA's Process for Reviewing
          California Waiver Requests and Making Waiver Determinations

          Emissions from mobile sources, such as automobiles and trucks, contribute to air
          quality degradation and can threaten public health and the environment. Under the
          Clean Air Act, the Environmental Protection Agency (EPA) regulates these emissions.
          The act generally allows one set of federal standards for new motor vehicle emissions
          and pre-empts states from adopting or enforcing their own standards. However, it
          also authorizes the EPA Administrator to waive this provision to allow the state of
          California' to enact and enforce emission standards for new motor vehicles that are
          as protective, in the aggregate, as federal government standards. Other states may
          also adopt California's standards if they choose. The waiver provision was added to
          the Federal Air Quality Act (one of the precursors of the current Clean Air Act) in
          1967 because of California's severe air pollution problems and because the state had
          already established its own emission standards for mobile sources.

          California has used this waiver provision regularly to establish and enforce standards
          for vehicle emissions more stringent than those required by federal law. However,
          California must request a waiver of federal pre-emption and the EPA Administrator
          must approve it before California or any other state can implement such standards.
          Since being given this authority, California has requested and been granted waivers
          more than 50 times.2

          The Clean Air Act specifies, under section 209(b), that the EPA Administrator shall
          grant a waiver if the state has determined that its standards will be, in the aggregate,
          at least as protective of public health and welfare as applicable federal standards.
          However, the statute prohibits the EPA Administrator from granting a waiver if it is
          found that: (1) the state's protectiveness determination was arbitrary and capricious,
          (2) the state's standards are not needed to meet compelling and extraordinary
          conditions, or (3) the state's standards are inconsistent with certain Clean Air Act
          provisions related to technical feasibility and lead time to manufacturers.


          'The act does not name California but waives the prohibition on the development of separate state
          standards for any state that had adopted certain motor vehicle emission standards prior to March 1966.
          California is the only state that had adopted such standards.
          2Incomplete and missing documentation precluded us from determining the exact number of waiver
          requests California has made since 1967 and from developing comprehensive information on EPA's
          responses to them.


GAO-09-249R


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