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GAO-17-98R 1 (2016-11-28)

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GAOU.S. GOVERNMENT ACCOUNTABILITY OFFICE
441 G St. N.W.
Washington, DC 20548


November 28, 2016

Congressional Committees

Food Safety: FDA's Efforts to Evaluate and Respond to Business Concerns Regarding
the Produce Rule

Although the United States has one of the safest food supplies in the world, foodborne illness is
a common public health problem. Some of this illness can be linked to produce. In 2006, for
example, an E. coil outbreak associated with baby spinach sickened 205 people and killed 3; in
2011, 147 people fell ill and 33 died as a result of eating melons contaminated with Listeria.
Other produce-related outbreaks in recent years have involved cucumbers, alfalfa sprouts, bean
sprouts, and packaged salads. The Food and Drug Administration (FDA), an agency within the
Department of Health and Human Services (HHS), has responsibility for ensuring the safety of
produce, along with many other foods. Overall, FDA is responsible for ensuring the safety of
more than 80 percent of the U.S. food supply.

Because produce is often consumed raw without processing to reduce or eliminate
contaminants, preventing contamination is key to ensuring safe consumption. In January 2011,
the FDA Food Safety Modernization Act (FSMA) was signed into law, representing the largest
expansion and overhaul of U.S. food safety law since the 1930s.1 FSMA, according to FDA,
marked a historic turning point by focusing on preventing rather than reacting to foodborne
illnesses. FSMA did so, in part, by requiring FDA to promulgate new rules that together provide
a framework for industry to implement preventive measures and for FDA to oversee
implementation. In response to FSMA, FDA developed seven foundational rules; among them
was the rule entitled Standards for the Growing, Harvesting, Packing, and Holding of Produce
for Human Consumption-widely referred to as the produce safety rule.2 This rule, which FDA
promulgated in November 2015, established the first enforceable national standards for on-farm
growing, harvesting, packing, and holding of domestic and imported produce.3 Among other
things, the rule established standards related to agricultural water quality; the use of soil
amendments, such as raw manure; the presence of domesticated and wild animals; worker
training, health, and hygiene; and sanitation of equipment, tools, and buildings. The rule
includes staggered compliance dates depending on average annual produce sales of a
business and other factors. For example, compliance for some of the largest businesses comes
due beginning in 2017 and 2018, while compliance for certain smaller businesses is not due

1Pub. L. No. 111-353, 124 Stat. 3885 (2011).
280 Fed. Reg. 74354 (codified at 21 C.F.R. pt. 112). Other rules required by FSMA that have been promulgated
include rules about preventive measures to ensure the safety of human food, animal food, and imported foods; the
sanitary transportation of food; and protection against acts of intentional contamination.
380 Fed. Reg. 74354, 74354. In the rule, FDA defines produce, in part, as any fruit or vegetable, including
mushrooms, sprouts, peanuts, tree nuts, and herbs. 80 Fed. Reg. 74354, 74551 (codified at 21 C.F.R § 112.3).
Produce that is rarely consumed raw-such as asparagus, potatoes, pumpkins, and sweet corn-is not covered by
the rule. 80 Fed. Reg. 74354, 74549 (codified at 21 C.F.R § 112.2(a)(1)). Businesses covered by the rule are those
with average annual produce sales during the previous 3 years of more than $25,000, with certain exceptions. 80
Fed. Reg. 74354, 74552 (codified at 21 C.F.R §§ 112.4, 112.5).


GAO-17-98R FDA Produce Rule


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