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nforming the legislitive debate since 1914

Updated May 27, 2022

U.S. Gun Policy: Framework and Major Issues

Federal firearms regulation has been a subject of continuous
interest for legislators. In recent Congresses, a range of
proposals has been introduced, with some seeking to ease
various federal firearms restrictions or facilitate reciprocity
in state treatment of persons authorized to carry firearms by
other states. Other proposals have sought greater
restrictions on the federal rules concerning the possession,
transfer, or sale of firearms or the expansion of background
checks for firearm purchases. These various approaches, in
turn, prompt debate about not only their pros and cons but
also their legalities, as Congress's ability to legislate on
such matters must comport with the Second Amendment
and other constitutional constraints.
Federal Statutory Framework
Federal laws regulating firearms date back roughly a
century, though they became more comprehensive over
time. These laws generally serve as a floor for permissible
firearm use and transactions, leaving states free to
supplement with additional restrictions so long as they do
not conflict with federal law.
Two primary federal statutory regimes govern the transfer,
sale, and possession of firearms: the National Firearms Act
of 1934 (NFA, 26 U.S.C. Chapter 53) and the Gun Control
Act of 1968 (GCA, 18 U.S.C. Chapter 44), as amended.
The Department of Justice's Bureau of Alcohol, Tobacco,
Firearms and Explosives (ATF) is the principal agency
charged with administering these laws.
National Firearms Act
Through a taxation and registration system, the NFA
generally limits the availability of covered weapons,
including short-barreled shotguns and rifles, fully automatic
machineguns, silencers, destructive devices, and a
catchall category covering any other weapon that is
capable of being concealed on the person from which a
shot can be discharged through the energy of an explosive.
NFA-covered firearms and their owners must be registered
with the Attorney General at any point a firearm changes
ownership in the chain of commerce.
Gun Control Act
The GCA supplemented the NFA and significantly
expanded the scope of federal firearms regulation. The
GCA principally sets forth various requirements concerning
the sale, purchase, and possession of firearms. For instance,
persons engaged in the business of manufacturing,
importing, or selling GCA- or NFA-covered firearms must
receive federal licenses from the Attorney General. But a
license is not required for those who make only
occasional firearm sales or purchases for the
enhancement of personal collections or as a hobby or who
sell all or part of a personal collection. Federal firearms

licensees (FFLs) must conduct background checks of non-
FFL prospective buyers and maintain records on all
commercial firearms sales. The GCA also generally limits
non-FFLs to purchasing firearms within their states of
residence, except for long guns sold face-to-face by an FFL
when the sale is considered lawful by the purchaser's state
of residence and the FFL's state of business.
The GCA also sets forth several categories of persons who
are barred or restricted from shipping, transporting,
receiving, or possessing firearms or ammunition. These
categories include, for example, persons convicted of
certain felony offenses, persons adjudicated as a mental
defective or who have been committed to mental
institutions, unlawfully present aliens or aliens holding non-
immigrant visas, and persons subject to certain court orders
relating to domestic violence or who have committed
domestic violence misdemeanors. With limited exception,
the GCA also bars juveniles from possessing handguns.
Background Checks Under the Brady Act
Pursuant to the Brady Handgun Violence Prevention Act of
1993 (P.L. 103-159), the Federal Bureau of Investigation
activated the National Instant Criminal Background Checks
System (NICS) in 1998. NICS is a computer system of
systems that queries federal, state, local, tribal, and
territorial records that could indicate that a prospective
customer is ineligible to receive a firearm. FFLs must use
NICS to conduct required background checks on non-FFL
prospective firearm purchasers. The NICS Improvement
Amendments Act of 2007 (P.L. 110-198) and the Fix NICS
Act of 2018 (P.L. 115-141) sought to strengthen federal
reporting requirements and encourage states to make certain
records-particularly related to domestic violence and
mental incompetency-accessible to NICS. More than 330
million background check transactions have been processed
through NICS from December 1998 through the end of
2019.
Selected Firearm Policy Issues
Numerous proposals to modify federal gun laws have been
introduced and, in some cases, received consideration in
recent Congresses. Proposals range from measures
purporting to narrow or expand requirements on the sale,
possession, or transfer of firearms and accessories.
Background Checks
Some have viewed non-FFLs' ability to engage in firearms
transfers, without being required to adhere to the GCA's
recordkeeping and background check requirements, as a
loophole in the law. Opponents contend that expanding
background checks would be costly, cumbersome, and
ineffective. Proposals to expand background checks vary in
comprehensiveness, from covering sales by non-FFLs

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