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SResearch Service
The Legal Framework for Waiving World
Trade Organization (WTO) Obligations
May 17, 2021
On May 6, 2021, the Biden Administration announced that it supported negotiating a waiver of certain
obligations in the Agreement on Trade-Related Aspects of Intellectual Property Rights (TRIPS
Agreement) at the World Trade Organization (WTO). The announcement represents a shift in the U.S.
position at the WTO on South Africa and India's October 2020 proposal to waive some TRIPS
obligations to address the prevention, containment or treatment of Coronavirus Disease 2019 (COVID-
19). To date, WTO members remain divided as to the need for or appropriateness of the proposed waiver.
As of this writing, South Africa and India are revising the proposal with the aim of submitting a revised
text later this month. (For more information on the proposed TRIPS waiver to address the COVID-19
pandemic, see this CRS Insight.)
After the Biden Administration's announcement, some Members of Congress have asked, including
during a Senate Finance Committee hearing, about the Administration's authority to agree to such a
waiver. This Sidebar discusses how waivers are negotiated at the WTO, and the President's authority,
delegated to the Office of the U.S. Trade Representative (USTR), to agree to waivers of WTO obligations.
Negotiating Waivers at the WTO
Legal Framework for Granting Waivers
WTO members must generally adhere to WTO Agreements absent a waiver or other exception. Article IX
of the Agreement Establishing the WTO permits the Ministerial Conference-the WTO's highest
decisionmaking body-to grant waivers in extraordinary circumstances and exempt affected WTO
members temporarily from implementing certain WTO obligations. To initiate a waiver, WTO members
submit waiver requests to the relevant WTO body. Requests for waivers of the Agreement Establishing
the WTO go to the Ministerial Conference, while requests regarding most of the other WTO Agreements
go to the Council for Trade in Goods, Council for Trade in Services, or Council for TRIPS. If a request
goes to one of the councils, that body prepares a report for the Ministerial Conference or General Council,
which then considers whether to grant a requested waiver. In general, the relevant council must conclude
its deliberations on a waiver request in 90 days, but this time limitation is not always observed strictly.
Congressional Research Service
https://crsreports.congress.gov
LSB10599
CRS Legal Sidebar
Prepared for Members and
Committees of Congress

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