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I Congressional Research Service
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                                                                                                August 12, 2019

Ozone and Particulate Matter Air Standards: EPA Review


The Clean Air Act (CAA) requires the U.S. Environmental
Protection Agency (EPA) to review the standards for
national ambient air quality every five years. In 2018, EPA
announced strategies to expedite the National Ambient Air
Quality Standard (NAAQS) review process while
concurrently disbanding a pollutant-specific scientific
review panel that has historically advised agency staff
during their reviews. Although the CAA allows the EPA
Administrator to specify the procedures for review of the
NAAQS, past EPA reviews and revisions have garnered
considerable congressional oversight. This In Focus
discusses the status of EPA's current NAAQS reviews for
ozone and particulate matter (PM), which EPA intends to
complete in 2020, and issues of potential interest to
Congress.

Background on Ozone and Particulate Matter
Ozone and PM are two of six principal pollutants referred
to as criteria pollutants for which EPA has promulgated
NAAQS under the CAA (42 U.S.C §7408(a)(1)).

Ground-level ozone, the primary component of smog, is
formed when nitrogen oxides (NO.) react with volatile
organic compounds (VOCs) in sunlight. Ground-level
ozone is associated with health effects, such as aggravated
asthma, chronic bronchitis, heart attacks, and premature
death. EPA has identified natural and anthropogenic
sources of ozone precursors (e.g., NOx and VOCs) and
ozone, including factories, lightning, power plants,
vegetation, vehicles, volatile chemical products (e.g., paints
and solvents) and wildfires.

PM refers to a mixture of solid particles and liquid droplets
in the atmosphere. PM components may include acids,
organic chemicals, metals, and soil or dust particles. The
size of PM varies, ranging from tiny particles that can be
seen only through a high-power microscope to larger
particles (e.g., soot or smoke). Exposure to PM has been
associated with adverse health effects, haze formation, and
environmental impacts. The potential health effects include
aggravated asthma, chronic bronchitis, decreased lung
function, and premature death.

Typical sources of fine PM (PM2.5)-measured at 2.5
micrometers or less in diameter-include direct emissions
from vehicles, smokestacks, and fires. Coarse PM (PM1o)-
generally measuring 10 micrometers or less in diameter-is
often associated with dust from paved and unpaved roads,
construction and demolition operations, certain industrial
processes and agriculture operations, and biomass burning.
In addition, precursor emissions (e.g., sulfur oxides, NO.,
and VOCs) contribute to the formation of secondary PM.
PM2.5 contains a much greater portion of secondary particles
than PM10 does.


Notwithstanding air quality progress since 1970, ozone and
PM concentrations exceed the NAAQS in some areas
(nonattainment areas). Table 1 lists these NAAQS and
the estimated population in nonattainment areas.

Table I. Selected NAAQS and the Estimated U.S.
Population in Corresponding Nonattainment Areas

                    Primary        Estimated U.S.
     NAAQS         Standard         Population in
                                Nonattainment Areas

 2015 Ozone          70 ppb           124 million
 2012 Fine PM       12.0 pg/m3        22 million
 1987 Coarse PM     150 pg/m3         9 million
 Source: CRS, as adapted from EPA, Green Book,
 https://www.epa.gov/green-book. Estimated population based on
 2010, rounded to nearest million. Data as of May 31, 2019.

 Notes: Units of measure are parts per billion (ppb) and micrograms
 per cubic meter of air (pg/m3). See 40 C.F.R. Part 50 for detailed
 NAAQS. Table presents the most recent PM and ozone NAAQS. For
 other NAAQS nonattainment areas, see EPA's Green Book.

 NAAQS Statutory Requirements
 NAAQS do not directly limit emissions. Rather, NAAQS
 are concentration-based standards for ambient (outdoor)
pollution. Under the CAA, Congress mandated that EPA
establish two types of NAAQS for each criteria pollutant-
a primary NAAQS, which must protect public health with
an adequate margin of safety, and a secondary NAAQS,
which must protect public welfare from any known or
anticipated adverse effects (42 U.S.C. §7409(b)). Public
welfare includes damage to crops, vegetation, property,
building materials, and climate (42 U.S.C. §7602(h)).

The CAA establishes a framework for EPA to set NAAQS
based on the latest scientific knowledge through a notice-
and-comment rulemaking process (42 U.S.C. §§7408,
7409). It requires EPA to review the NAAQS and the
science upon which they are based every five years and
then revise the NAAQS if necessary. The CAA also
requires EPA to appoint an independent scientific review
committee composed of seven members, which has become
the Clean Air Scientific Advisory Committee (CASAC).
The act directs CASAC to review the NAAQS every five
years and recommend to the EPA Administrator any new
national ambient air quality standards and revisions ... as
may be appropriate (42 U.S.C. §7409(d)(2)).

EPA's Review of the NAAQS
Beyond the aforementioned CAA requirements, procedural
aspects of the NAAQS review are generally at the


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