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   Congressional                                                        ______
   ~ Research Service

   ~ nformrng the Ieg~Isative debate since 19!4





Can a President Amend Regulations by

Executive Order?



Valerie C. Brannon
Legislative Attorney

July 18, 2018
An executive order signed by President Trump on July 10, 2018, raises the question of whether a
President-with the stroke of a pen-can amend federal rules codified in the Code of Federal Regulations
(CFR). In Executive Order 13843, the President changed the hiring process for administrative law judges
(ALJs), excepting them from the competitive service. Somewhat unusually, the order directly amends
three provisions in the CFR, rather than directing an agency to amend the regulations. Generally, rules
may only be amended through special procedures governed by the Administrative Procedure Act (APA).
This process, known as notice-and-comment rulemaking, usually requires advance notice and a period for
public comment on proposed rule amendments. As a result, Executive Order 13843 raises the question of
whether the President, if otherwise vested with the authority to make rules, could bypass this normal
process and directly amend the rule by executive order. Supreme Court precedent suggests that
presidential actions, such as executive orders, are not reviewable under the APA. But the APA's
procedural requirements still apply to agencies when they act to implement any presidential directives,
raising the question of when presidential action ends and when agency implementation begins. This
Sidebar explores the scope of the presidential exception to the normal rulemaking process.
When an agency engages in rule making, defined as formulating, amending, or repealing a rule, the
APA generally requires the agency to follow certain procedures. Unless a rule falls within one of the
statutory exceptions, the agency is required to undertake notice-and-comment rulemaking. (For an
overview of notice-and-comment rulemaking procedures, see these two CRS Reports.) An agency has to
comply with the APA not only when it initially promulgates a rule, but also when its actions constitute a
substantive amendment to a rule falling within the APA rulemaking requirements.
These rulemaking procedures apply only to an agency process. The APA defines agency to include
each authority of the Government of the United States, but excludes Congress and the courts. In effect,
the APA applies only to the executive branch. The text of the statute does not explicitly mention the
President, who is the head of the executive branch and seemingly an authority of the Government of the
                                                                Congressional Research Service
                                                                                      7-5700
                                                                                www.crs.gov
                                                                                    LSB10172

CRS Legal Sidebar
Prepared for Members and
Committees of Conaress

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