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Answers to Questions for the Record Following a Hearing on Unauthorized Appropriations Conducted by the Senate Budget Committee 1 (February 19, 2016)

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                                                                             FE BRUA RY 19, 2016




                     Answers to Questions for the Record
           Following a Hearing on Unauthorized Appropriations
                  Conducted by the Senate Budget Committee


On February 3, 2016, the Senate Budget Committee convened a hearing at which Keith Hall,
Director of the Congressional Budget Office, testified about appropriations with expired authorizations.
After the hearing, Chairman Enzi and Senator Perdue submitted questions for the record. This
document provides CBO's answers.


Chairman Enzi
Question. We know that some programs whose authorization is current do not have specific
authorization levels; they are authorized to receive such sums as the appropriators deem
appropriate. But by authorizing no specific level of funding, no budgetary guidepost is created
for funding decisions. Should we do away with such sums authorization levels? Is a such
sums authorization level more useful than having no authorization at all?

Answer. A such sums authorization provides no guidance about the amount of funding that
may be appropriate, but if it specifies a certain number of years, it at least sets a time horizon
for the authorization. An authorizing committee can use a such sums authorization to
formally indicate that it does not have a strong basis for providing specific guidance to the
appropriations committee about the funding needed for programs for a particular period of
time. It may prefer to focus its efforts during the authorization process on addressing policy
issues that it directly controls rather than on advising the appropriations committees on dollar
amounts. But if a such sums authorization has no time horizon, then when the committee
would be expected to revisit the substance of the program or its funding in the future is
unclear. (CBO does not make recommendations about what the Congress should do.)

Question. Some of the programs in CBO's report have been unauthorized for decades. It is
one thing for a program's authorization to expire before it can be renewed, but these programs
are persistently unauthorized for long periods of time. Congress has for one reason or another
not come to consensus on renewing their charter, and yet never fails to provide them annual
funding. Does it make sense to have a period of time after which the ability to fund an expired
program without authorization sunsets?

Answer. There is certainly value in reassessing spending programs-both mandatory and
discretionary-and tax provisions on a regular basis as circumstances change and as more
information becomes available about how those programs or provisions are functioning. If,
after a certain period of time beyond the expiration of an explicit authorization of appropriation,
a discretionary program could no longer be funded through appropriations, more attention
would probably be paid to such authorizations. (Again, CBO does not make
recommendations about what the Congress should do.)

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