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I (1973)

handle is hein.cbhear/fxdrts0001 and id is 1 raw text is: FIXED RATES AND INSTITUTIONAL MEMBERSHIP HEARINGS BEFORE THE SUBCOMMITTEE ON SECURITIES OF THE COMMITTEE ON BANKING, HOUSING AND URBAN AFFAIRS UNITED STATES SENATE NINETY-THIRD CONGRESS FIRST SESSION ON S.4 70 TO AMEND THE SECURITIES EXCHANGE ACT OF 1934 TO REGU- LATE THE TRANSACTIONS OF MEMBERS OF NATIONAL SECU- RITIES EXCHANGES, TO AMEND THE INVESTMENT COMPANY ACT OF 1940 AND THE INVESTMENT ADVISERS ACT OF 1940 TO DEFINE CERTAIN DUTIES OF PERSONS SUBJECT TO SUCH ACTS, AND FOR OTHER PURPOSES S. 488 TO AMEND THE SECURITIES EXCHANGE ACT OF 1934 TO PRO- HIBIT MINIMUM COMMISSION RATES, AND TO REGULATE THE TRANSACTIONS OF MEMBERS OF NATIONAL SECURITIES EXCHANGES FEBRUARY 20, 21, AND 22; AND MARCH 15, 1973 Printed for the use of the Committee on Banking, Housing and Urban Affairs U.S. GOVERNMENT PRINTING OFFICE 92-958 0 WASHINGTON : 1973

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