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COUNCIL DRAFT 5 i (January 18, 1977)

handle is hein.ali/alifs0038 and id is 1 raw text is: THIS DRAFT IS PRIVATE AND CONFIDENTIAL - PUBLIC DISCLOSURE IS PROHIBITED* (Not to be sold, offered for sale, or otherwise published) THE AMERICAN LAW INSTITUTE FEDERAL SECURITIES CODE COUNCIL DRAFT NO. 5 Subjects covered: Part I. Legislative Findings and Declarations Part IXC. Part XI. Broker-Dealer Insolvency Investment Companies Related provisions in other parts Submitted to the Council o4 The American Law Institute 4o& dis- cusion at its meeting on February 24 (at 10:00 a.m.), 25, and 26, 1977 at The Association o4 the Bat o4 the City o4 New York, 42 West 44th Street, New York January 18, 1977 The Executive Office The American Law Institute 4025 Chestnut Street Philadelphia, Pa. 19104 *This is a preliminary draft submitted on a private and confidential basis to a limited group for the sole purpose of study and criti- cism. It has not been promulgated or approved by the Council or the members of The American Law Institute. As an unpublished document intended for internal use, this draft should not be generally-circulated or distributed, nor should it be quoted from or cited or its substance disclosed in any public address or writing.

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