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36 Fed. Probation 3 (1972)
Collective Behavior at Attica

handle is hein.journals/fedpro36 and id is 173 raw text is: Collective Behavior at Attica'
BY ROBERT MARTINSON, PH.D.
Associate Professor and Chairman, Department of Sociology,
The City College of the City University of New York

A   N ACCURATE rendering of changes in the
profiles of social disturbance in the prison
is made difficult when the standard abstrac-
tions of collective behavior are mixed with the
dominant motif of the total institution. Long
before the events at Attica, I had begun to ques-
tion versions of inmate behavior tied to the
custody-treatment dimension or to Sykes and
Messinger's utilitarian notion of the pains of
imprisonment, or indeed to any concept of the
prison which views it as primarily an autonomous
community.'
Unfortunately, penological history provides al-
most no help. Except for histories of prison re-
form movements, there is such a poverty of
scholarship that the prison appears as a history-
less administrative unit, broken from time to time
by riot. History is most at home when it traces
processes of social conflict which develop, in which
the incipient becomes the full-blown. So the his-
torian has left this seemingly dreary landscape
to the tender mercies of the sociologist. Thus we
are burdened with timeless abstractions about the
inmate subculture, the inmate code, and so
forth.
Types of Prison Disturbance
The poverty of penological history is an illusion.
There are changes over time in the profile of
prison disturbance. To advance the discussion, I
will suggest two main historical types and argue
that Attica exemplifies a third. Let us call these
types: (1) the mass escape; (2) the prison riot;
and (3) the expressive mutiny.
(1) Mass escape as a mode of prisoner behavior
was associated with a prebureaucratic society
and in America with the frontier. To escape from
a dungeon is a dangerous enterprise. Mass escape
required shared ingenuity and motivation, some
common hope of taking up a new life, concealing
one's past, even leaving one's home territory. In
*This article is a slightly edited version of a paper presented to the
Eastern  Sociological Association  meetings, Boston, April 22, 1972.
1 Robert Martinson, Solidarity Under Close Confinement: A Study
of the Freedom Riders in Parchman Penitentiary, Psychiatry, May
1967: and, Treatment Ideology and Correctional Bureaucracy: A Study
of Organizational Change, unpublished  Ph.D. dissertation, University
of California (Berkeley), 1968.

this early epoch, the prison was unashamedly
brutal and was designed for incapacitation and
severe punishment. Prison revolt was commonly
put down with deadly fury by officials and guards
backed up by deputized locals since every dis-
turbance implied the real probability of a mass
breakout followed by spoilation of areas adjacent
to the prison.
(2) Prison riot-which dominated the 19th and
early 20th centuries-involved a struggle to im-
prove conditions within the prison rather than
an attempt to escape from it. Within the armed
perimeter, power struggles occurred over the mea-
ger privileges prison had to offer. Such riots were
often nicely timed to provoke the intervention of
the prison reform movement and sometimes led to
chlnges in paroling practices, better food, less
punishment for breaking prison rules or fewer
rules.
In the 20th century riot increasingly tended to
run in cycles. The riot cycle implied swift com-
munication and contagion reflecting the creation
of state systems of corrections, standard penologi-
cal practices, and a nationwide convict subculture.
The most recent cycle of riots (1952-1953) be-
gan in the disciplinary cellblock of the world's
largest prison in Jackson, Michigan, and spread
to dozens of prisons in the United States and
abroad. One hypothesis maintained that these
riots were sparked by inner-prison struggles for
control between the custodial and treatment
points of view among the staff. These struggles
threatened to change the inmate status quo and
led to a preventive counterrevolution led by a
corrupt inmate priesthood which preached the
inmate code as a means of retaining privileges.
(3) Unlike the riot, the expressive mutiny is
not primarily focussed on winning power, main-
taining privileges or improving conditions within
the prison. It aims to communicate the inmate's
plight to the public so far as he understands it.
It is a new form of disturbance not merely a
temporary reflection of new left influence among
a group of politicized black convicts. The prison
is used as an arena in which to stage dramatic

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