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1 Incorporation by Reference 1 (2011)

handle is hein.usfed/incorpref0001 and id is 1 raw text is: 



ADMINISTRATIVE CONFERENCE OF THE UNITED STATES


           Administrative Conference Recommendation 2011-5

                            Incorporation by Reference
                                 Adopted December 8, 2011


       Incorporation by reference allows agencies to comply with the requirement of

publishing rules in the Federal Register to be codified in the Code of Federal Regulations (CFR)

by referring to material published elsewhere.1 The practice is first and foremost intended to-

and in fact does-substantially reduce the size of the CFR. But it also furthers important,

substantive regulatory policies, enabling agencies to draw on the expertise and resources of

private sector standard developers to serve the public interest. Incorporation by reference

allows agencies to give effect to a strong federal policy, embodied in the National Technology

Transfer and Advancement Act of 1995 and OMB Circular A-119, in favor of agency use of
                               2
voluntary consensus standards.    This federal policy benefits the public, private industry, and

standard developers.


       The Conference has conducted a study of agency experience with the practice of

incorporation by reference, including the use of voluntary consensus standards. The study

focused on three issues agencies frequently confront when incorporating by reference: (1)


I See 5 U.S.C. § 552(a)(1); 1 C.F.R. §§ 51.1-51.11.

2 See National Technology Transfer and Advancement Act of 1995, Pub. L. No. 104-113 (1996); OFFICE OF MGMT. &
BUDGET, EXEC. OFFICE OF THE PRESIDENT, OMB CIRCULAR A-119, FEDERAL PARTICIPATION IN THE DEVELOPMENT AND USE OF
VOLUNTARY CONSENSUS STANDARDS AND IN CONFORMITY ASSESSMENT ACTIVITIES (1998); see also Administrative Conference
of the United States, Recommendation 78-4, Federal Agency Interaction with Private Standard-Setting
Organizations in Health and Safety Regulation, 44 Fed. Reg. 1,357 (Jan. 5, 1979) (recommending agencies use
voluntary consensus standards in health and safety regulation). Circular A-119 defines voluntary consensus
standards as those created by private or international organizations whose processes provide attributes of
openness, balance, due process, an appeal, and decision making by general agreement (but not necessarily
unanimity). See also American National Standards Institute, ANSI Essential Requirements: Due process
requirements for American National Standards (2010).

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