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1 Administrative Record in Informal Rulemaking 1 (2013)

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               ADMINISTRATIVE CONFERENCE OF THE UNITED STATES



          Administrative Conference Recommendation 2013-4

          The Administrative Record in Informal Rulemaking

                                 Adopted June 14, 2013



       The administrative record in informal rulemaking plays an essential role in informing the

public of potential agency action and in improving the public's ability to understand and

participate in agency decisionmaking. As well, the administrative record can be essential to

judicial review of agency decisionmaking under the Administrative Procedure Act (APA), which

directs courts to review the whole record or those parts of it cited by a party to determine

whether challenged agency action is lawful.1 This statutory language was originally understood

as referring to formal proceedings. However, the Supreme Court has long interpreted this APA

provision as also encompassing the administrative record in informal agency proceedings,
                                                                        2
whether reviewable by statute or as final agency actions under 5 U.S.C. § 704. This application

to informal proceedings has given rise to uncertainty and experimentation as agencies and

courts have worked to implement the administrative record concept-at times inconsistently.

As a result, confusion has arisen about the compilation and uses of agency rulemaking records

maintained internally, public rulemaking dockets, and administrative records for judicial review.

The differences among these three types of records can be seen from their descriptions below.


       The Administrative Conference therefore commissioned a study of federal agencies'

current practices in the development of rulemaking records, public rulemaking dockets, and

administrative records for judicial review.3 This recommendation and the supporting report

1 5 U.S.C. § 706.

2 Camp v. Pitts, 411 U.S. 138, 142 (1973); Citizens to Preserve Overton Park v. Volpe, 401 U.S. 402, 419 (1971).

3 LELAND E. BECK, AGENCY PRACTICES AND JUDICIAL REVIEW  OF ADMINISTRATIVE RECORDS IN INFORMAL RULEMAKING (May 14,
2013) (report to the Administrative Conference of the United States) [hereinafter Beck Report].

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