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5 Va. L. & Bus. Rev. 1 (2010-2011)

handle is hein.journals/valbr5 and id is 1 raw text is: VIRGINIA LAW & BUSINESS REVIEW VOLUME 5 F\LL 2010 NUMBER 1 MORE MUSCLE BEHIND REGULATION SHO? SHORT SELLING AND THE REGULATION OF STOCK BORROWING PROGRAMS Douglas M. Branson ABSTRAC .............................................................. 3 INTRODUCTION ............................................................... 3 I. ADDED PRESSURES io LOCATE AND BORROW STOCK: TIIE CAMPAIGN AGAINS' NAYKED SIIORI' SELLING .. ..................... 5 II. BACKGROUND: SEC EIORTS ON BliHAL OF INDIVIDUAL INVF'STORS. .......................................... ..................... 7 A . The SEC's Fall From G race................. ...... ............................... 7 B. Initiatives by or for the SEC for Individual Investors ........................ 7 C. Reforms to Bring Back A Sense of Urgency to SEC Enforcem ent.................. . . ...... ............................. 8 D. Abandonment of Individual Investors-The Curious Case of Stock Borrowing Program s............ ....... ............................... 11 III. MORE ON TIIE SEC CAIPAIGN AG AINSi NAYKED SIIORI SELLING...... 12 A. Adoption of Regulation SHO.............................. 12 t Condon-Falknor Distinguished Visiting Professor at the University of Washington School of Law; W. I dward Sell Chair in Business Law, University of Pittsburgh School of Law. Copyright C 2010 Virginia Law & Business Review Association 1

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