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98 Nos. 1-10 SEC Docket 1 (2010-2011)

handle is hein.journals/secdoc99 and id is 1 raw text is: CCH' CCH SEC DOCKET Volume 98, Issue No. 1 November 1, 2010 Releases in this Volume Release No. Securities Act of 1933: 9112-9113* .......................... Securities Exchange Act of 1934: 61695-61737 ............... Investment Advisers Act of 1940: 2999-3005 .................. Investment Company Act of 1940: 29175-29176 ............... Litigation: 21450-21454 ............................... Staff Legal Bulletin: 18 ................................... This listing covers releases issued from 3/12/2010 - 3/18/2010 The listing does not affect the legal status of any document published in this issue. Page . . .. 3 .... 13 ... 136 ... 141 ... 144 ... 148 SIGNIFCANT ITEMS *33-9112 Regulatory Flexibility Agenda S7-06-10 Solicitation of Comments on Regulatory Flexibility Agenda and Rules Scheduled for Review. The agenda is a general announcement to the public intended to provide advance notice of rulemaking actions which may have a significant economic impact on a substantial number of small entities. * The Regulatory Flexibility Agenda will be published in a later issue of the SEC Docket. The following releases relate to self-regulatory organization adoptions: 34-61695 34-61696 34-61697 34-61700 34-61701 34-61702 34-61704 34-61705 34-61706 34-61711 34-61713 34-61715 34-61720 34-61721 34-61722 34-61725 34-61726 34-61727 34-61732 34-61733 34-61735 34-61737 CCH INCORPORATED 4025 W. Peterson Ave., Chicago, IL 60646-6085 1 800 449 6435 http://www.cch.com A WoltersKluwer Company rule proposals and/or 34-61699 34-61703 34-61710 34-61716 34-61724 34-61731 34-61736 Nolters Kluwer Law & Business

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