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76 SEC Docket 1 (2001-2002)

handle is hein.journals/secdoc76 and id is 1 raw text is: (CCH SEC DOCKET Volume 76, Issue No. 1 November 19, 2001 Releases in this Volume Release No. Page Securities Act of 1933: 8022-8023 ............................. 3 Securities Exchange Act of 1934: 44909--44924 ................... 3 Public Utility Holding Company Act: 27449-27451 ............. 42 Trust Indenture Act of 1939: 2394 .............................. 3 Investment Advisers Act of 1940: 1989 .......................... 3 Investment Company Act of 1940: 25204-25208 ................. 3 Litigation: 17174- 17181 ................................... 60 Accounting and Auditing Enforcement: 1466 ................... 67 This listing covers releases issued from 10/05/2001-10/11/2001. This listing does not affect the legal status of any document published in this issue. SIGNIFICANT ITEMS 33-8022 S7-19-01 Semiannual Regulatory Agenda The Commission approved publication of an agenda of its rulemaking actions, pursuant to the Regulatory Flexibility Act. The agenda, which is not a part of or attached to this document, was submitted by the Commission to the Regu- latory Information Service Center for inclusion in the Uni- fied Agenda of Federal Regulations, which is scheduled for publication in the Federal Register in October 2001. Infor- mation in the agenda was accurate on September 27, 2001, the date on which the Commission's staff completed compi- lation of the data. To the extent possible, however, rulemaking actions by the Commission after that date will be reflected in the agenda. The Commission invites ques- tions and public comment on the agenda and on the indi- vidual agenda entries. The following releases relate to self-regulatory organization rule proposals and/or adoptions: 34-44913 34-44914 34-44910 34-44915

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