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75 SEC Docket 1 (2001)

handle is hein.journals/secdoc75 and id is 1 raw text is: CCH SEC DOCKET Volume 75, Issue No. 1 June 25, 2001 Releases in this Volume Release No. Page Securities Act of 1933: 7968 .................................... 5 Securities Act of 1933: 7979 ................................. 39 Securities Exchange Act of 1934: 44256A ...................... 42 Securities Exchange Act of 1934: 44321--44351 ................. 42 Public Utility Holding Company Act: 27400-27406 ............. 105 Investment Advisers Act of 1940: 1945-1946 .................. 139 Investment Company Act of 1940: 24980--24992 ............... 135 Litigation: 17010- 17018 ................................... 150 Accounting And Auditing Enforcement: 1398-1399 ............. 155 Initial Decisions: 184 ....................................... 156 This listing covers releases issued from 05/18/2001-05/24/2001. The Regulatory Flexibility Agenda and Rules Scheduled for Review issued on April 5, 2001 are included in this docket. This listing does not affect the legal status of any document published in this issue. SIGNIFICANT ITEMS FINAL RULES 35-27404 Electronic Recordkeeping by Public Utility Holding Companies S7-07-01 The Commission adopted amendments to revise rules under the Public Utility Holding Company Act of 1935 regarding recordkeeping requirements for registered public utility holding companies and their mutual or subsidiary service companies. The current rules were most recently updated in 1984 and allow regulated companies to preserve records using storage media such as paper, magnetic tape, and microfilm. The amendments will expand the approved re- cordkeeping methods to allow the use of modern informa- tion technology resources. The Commission adopted these rule amendments in response to the passage of the Elec- tronic Signatures in Global and National Commerce Act,

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