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74 SEC Docket 1 (2001)

handle is hein.journals/secdoc74 and id is 1 raw text is: CCH SEC DOCKET Volume 74, Issue No. I February 5, 2001 Releases in this Volume Release No. Page Securities Act of 1933: 7932 ................................... 3 Securities Exchange Act of 1934:.43782-43810 ................. 59 Public Utility Holding Company Act: 27331-27332 ............. 94 Investment Company Act of 1940: 24815-24820 ............... 101 Litigation: 16846-16854 ................................... 108 Accounting and Auditing Enforcement: 1358 ................... 113 International Series: 1242-1244 ............................. 102 This listing covers releases issued from 12/29/2000 - 01/04/2001. This listing does not affect the legal status of any document published in this issue. SIGNIFICANT ITEMS FINAL RULE 33-7932 Role of Independent Directors of Investment Companies S7-23-99 The Commission adopted amendments to certain exemptive rules under the Investment Company Act of 1940 to re- quire that, for investment companies that rely on those rules: independent directors constitute a majority of their board of directors; independent directors select and nomi- nate other independent directors; and any legal counsel for the independent directors be an independent legal counsel. The Commission also adopted amendments to its rules and forms to improve the disclosure that investments compa- nies provide about their directors. These amendments are designed to enhance the independence and effectiveness of boards of directors of investment companies and to better enable investors to assess the independence of those directors. The following releases relate to self-regulatory organization rule proposals and/or adoptions:

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