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73 SEC Docket 1 (2000-2001)

handle is hein.journals/secdoc73 and id is 1 raw text is: (al -® CCH SEC DOCKET Volume 73, Issue No. 1 September 18, 2000 Releases in this Volume Release No. Page Securities Act of 1933: 7881 ................................... 3 Securities Exchange Act of 1934: 43147--43170 ................. 38 Public Utility Holding Company: 27210-27213 ................ 84 Investment Company Act of 1940: 24596-24599 ............... 129 Litigation: 16651- 16657 ................................... 138 Accounting and Auditing Enforcement: 1293-1294 ............. 143 This listing covers releases issued from 08/11/2000 - 08/17/2000. This listing does not affect the legal status of any document published in this issue. SIGNIFICANT ITEMS FINAL RULE 33-7881 Selective Disclosure and Insider Trading S7-31-99 The Commission adopted new rules to address three issues: the selective disclosure by issuers of material nonpublic infor- mation; when insider trading liability arises in connection with a trader's use or knowing possession of material nonpublic information; and when the breach of a family or other non-business relationship may give rise to liability under the misappropriation theory of insider trading. The rules are designed to promote the full and fair disclosure of information by issuers, and to clarify and enhance existing prohibitions against insider trading. The following releases relate to self-regulatory organization rule proposals and/or adoptions: 34-43147 34-43149 34-43150 34-43151 34-43152 34-43157 34-43163 34-43168 34-43153 34-43159 34-43164 34-43169 34-43155 34-43161 34-43165 34-43156 34-43162 34-43167 [The next page is 3.1

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