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71 SEC Docket 1 (1999-2000)

handle is hein.journals/secdoc71 and id is 1 raw text is: CCH SEC DOCKEt Volume 71, Issue No. 1 December 20, 1999 Releases in this Volume Release No. Page Securities Act of 1933: 7645A .................................. 3 7769- 7770 ......................... 3 Securities Exchange Act of 1934: 42109-42131 ................... 6 Public Utility Holding Company Act of 1935: 27098- 27099 .................................................. 85 Investment Company Act of 1940: 24126-24131 ............... 88 Litigation: 16347- 16352 ................................... 98 Accounting and Auditing Enforcement Releases: 1201- 1207 ................................................... 103 This listing covers releases issued from 11/05/99 - 11/11/99. This listing does not affect the legal status of any document published in this issue. SIGNIFICANT ITEMS OPINION 34-42121 Russo Securities, Inc. Registered broker-dealer, who has prevailed in Commission Dis- ciplinary proceedings, sought an award of attorneys' fees and expenses under the Equal Access to Justice Act. Held, the application is granted in the amount of $32,781.90. The following releases relate to self-regulatory organization rule proposals and/or adoptions: 34-42110 34-42111 34-42112 34-42113 34-42120 34-42122 34-42123 34-42126 34-42127 34-42128 34-42129

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