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64 SEC Docket 1 (1997)

handle is hein.journals/secdoc64 and id is 1 raw text is: CCH SEC DOCKET Volume 64, Issue No. 1 March 21, 1997 RELEASES IN THIS VOLUME PAGE Securities A ct 7400 ......................................................................... 2 Securities Exchange Act 38352-38371 ............................................... 6 Public Utility Holding Company Act 26677-26680 ................................ 48 Investment Advisers Act 1616 ........................................................... 53 Investment Company Act 22534-22548 ............................................. 53 Litigation 15270- 15275 ................................................................... 78 Accounting and Auditing Enforcement 891- 894 ................................... 81 International Series 1061- 1062 ......................................................... 82 Administrative Proceedings Rulings 538-539 ....................................... 82 Securities Investor Protection Act 163 ............................................... 84 This listing covers releases issued from 02/28/97-03/06/97. This listing does not affect the legal status of any document published in this issue. ( 0 coft SIGNIFICANT ITEMS FINAL RULE 33-7400 ANTI-MANIPULATION RULES CONCERNING SECURITIES S7-11-96 OFFERINGS; CORRECTIONS The Commission issued technical amendments to correct the final rules for Regulation M and related amendments published in the Federal Register on January 3, 1997 (62 FR 520). In addition, the market notification requirement of § 242.104(h)(1) and (2) is post- poned until A pril 1, 1997 ........................................................ The following releases relate to self-regulatory organization rule proposals and/or adop- tions: 34-38352 34-38360 34-38366 34-38353 34-38364 34-38369 34-38354 34-38365 34-38371

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